Atmi Inc - Amended Statement of Changes in Beneficial Ownership (4/A)
March 25 2008 - 9:57AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ADLEY MARK
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2. Issuer Name
and
Ticker or Trading Symbol
ATMI INC
[
ATMI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
7 COMMERCE DR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/4/2008
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(Street)
DANBURY, CT US 06810
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/25/2008
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/2/2008
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A
(1)
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1938
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A
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$32.25
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42080
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Phantom Stock
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$32.25
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1/2/2008
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A
(2)
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1860.47
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1/2/2008
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1/2/2018
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Common Stock
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1860.47
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$0
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46901
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D
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Stock Options (right to buy)
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$31.29
(4)
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1/2/2008
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A
(3)
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3563
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1/2/2008
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1/2/2018
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Common Stock
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3563
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$0
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48761.47
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D
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Explanation of Responses:
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(
1)
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The number of shares of performance-based restricted stock awards granted to the employee is based on the full theoretical maximum value (the "theoretical maximum"). Although the actual shares earned could range from 0% to 100% of the theoretical maximum depending upon the Company's achievement of growth targets established by the Board of Directors, the employees will be able to vote shares up to the full theoretical maximum until the determination of the actual amount earned. After such determination, the employee will be able to vote only the number of shares so earned.
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(
2)
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The Phantom stock units are to be settled in ATMI Inc Common Stock upon the separating person's termination as a director.
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(
3)
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Stock Option Award vests in one year.
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(
4)
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The Form 4 that was filed previously incorrectly stated the price of the common stock as $32.25 which was the closing price as of 12/31/07. The correct price, as of the grant date of 1/2/08, is $31.29.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ADLEY MARK
7 COMMERCE DR
DANBURY, CT US 06810
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X
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Signatures
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s/Mark Adley
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3/25/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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