Statement of Changes in Beneficial Ownership (4)
May 19 2020 - 5:23PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MacDonald W. Timothy |
2. Issuer Name and Ticker or Trading Symbol
BOSTON PRIVATE FINANCIAL HOLDINGS INC
[
BPFH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Risk Officer |
(Last)
(First)
(Middle)
BOSTON PRIVATE FINANCIAL HOLDINGS, INC., TEN POST OFFICE SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/18/2020 |
(Street)
BOSTON, MA 02109
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/18/2020 | | S | | 100 | D | $6.51 | 102306.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.52 | 102206.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.53 | 102106.47 | D | |
Common Stock | 5/18/2020 | | S | | 294 | D | $6.54 | 101812.47 | D | |
Common Stock | 5/18/2020 | | S | | 327 | D | $6.55 | 101485.47 | D | |
Common Stock | 5/18/2020 | | S | | 400 | D | $6.56 | 101085.47 | D | |
Common Stock | 5/18/2020 | | S | | 216 | D | $6.57 | 100869.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.58 | 100769.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.59 | 100669.47 | D | |
Common Stock | 5/18/2020 | | S | | 200 | D | $6.60 | 100469.47 | D | |
Common Stock | 5/18/2020 | | S | | 300 | D | $6.61 | 100169.47 | D | |
Common Stock | 5/18/2020 | | S | | 300 | D | $6.62 | 99869.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.63 | 99769.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.65 | 99669.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.66 | 99569.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.665 | 99469.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.70 | 99369.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.71 | 99269.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.72 | 99169.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.73 | 99069.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.74 | 98969.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.76 | 98869.47 | D | |
Common Stock | 5/18/2020 | | S | | 200 | D | $6.77 | 98669.47 | D | |
Common Stock | 5/18/2020 | | S | | 200 | D | $6.775 | 98469.47 | D | |
Common Stock | 5/18/2020 | | S | | 269 | D | $6.78 | 98200.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.785 | 98100.47 | D | |
Common Stock | 5/18/2020 | | S | | 199 | D | $6.79 | 97901.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.795 | 97801.47 | D | |
Common Stock | 5/18/2020 | | S | | 100 | D | $6.81 | 97701.47 | D | |
Common Stock | 5/18/2020 | | S | | 200 | D | $6.83 | 97501.47 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: This Form 4 filing is two of two for the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MacDonald W. Timothy BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TEN POST OFFICE SQUARE BOSTON, MA 02109 |
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| EVP, Chief Risk Officer |
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Signatures
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/s/ Christopher A. Cooper, attorney-in-fact for Mr. MacDonald | | 5/19/2020 |
**Signature of Reporting Person | Date |
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