FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kim Lisa L.
2. Issuer Name and Ticker or Trading Symbol

CATHAY GENERAL BANCORP [ CATY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, General Counsel
(Last)          (First)          (Middle)

777 NORTH BROADWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

11/5/2019
(Street)

LOS ANGELES, CA 90012
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock  11/5/2019    S    1500  D $37.1168  1788  D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Kim Lisa L.
777 NORTH BROADWAY
LOS ANGELES, CA 90012


EVP, General Counsel

Signatures
/s/ Georgia Lo, attorney-in-fact 11/7/2019
**Signature of Reporting Person Date


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Cathay General Bancorp News

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Cathay General Bancorp to Announce Second Quarter 2024 Financial Results
Wednesday 3 July 2024 (2 weeks ago) • Business Wire
Form 8-K - Current report
Wednesday 29 May 2024 (2 months ago) • Edgar (US Regulatory)
Cathay General Bancorp Adopts New Share Repurchase Program
Tuesday 28 May 2024 (2 months ago) • Business Wire
Form 3 - Initial statement of beneficial ownership of securities
Wednesday 22 May 2024 (2 months ago) • Edgar (US Regulatory)
Form 3 - Initial statement of beneficial ownership of securities
Wednesday 22 May 2024 (2 months ago) • Edgar (US Regulatory)
Cathay Announces Two New Board Directors
Friday 17 May 2024 (2 months ago) • Business Wire
Cathay General Bancorp Declares $0.34 Per Share Dividend
Thursday 16 May 2024 (2 months ago) • Business Wire
Form 8-K - Current report
Tuesday 14 May 2024 (2 months ago) • Edgar (US Regulatory)
Form 10-Q - Quarterly report [Sections 13 or 15(d)]
Wednesday 8 May 2024 (2 months ago) • Edgar (US Regulatory)
Cathay General Bancorp Announces First Quarter 2024 Results
Monday 22 April 2024 (3 months ago) • Business Wire
Cathay General Bancorp to Announce First Quarter 2024 Financial Results
Thursday 4 April 2024 (3 months ago) • Business Wire
Cathay General Bancorp Declares $0.34 Per Share Dividend
Thursday 15 February 2024 (5 months ago) • Business Wire