Current Report Filing (8-k)
July 08 2021 - 3:04PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): July 8, 2021 (July 5, 2021)
CF
ACQUISITION CORP. IV
(Exact name of registrant as specified in its charter)
Delaware
|
|
001-39824
|
|
85-1042073
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(I.R.S. Employer
Identification Number)
|
110
East 59th Street, New York, NY 10022
(Address
of principal executive offices, including zip code)
Registrant’s
telephone number, including area code: (212) 938-5000
Not
Applicable
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
|
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Units, each consisting of
one share of Class A common stock and one-third of one redeemable warrant
|
|
CFIVU
|
|
The Nasdaq Stock Market
LLC
|
Class A common stock, par
value $0.0001 per share
|
|
CFIV
|
|
The Nasdaq Stock Market
LLC
|
Redeemable warrants, exercisable
for Class A common stock at an exercise price of $11.50 per share
|
|
CFIVW
|
|
The Nasdaq Stock Market
LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
|
Item
5.02
|
Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
Effective
July 8, 2021, the board of directors (the “Board”) of CF Acquisition Corp. IV (the “Company”) appointed
Jane Novak as interim Chief Financial Officer of the Company. Additionally, the Board elected Steven Bisgay as a director and as a member
of the audit committee of the Board (the “Audit Committee”). Ms. Novak replaced Alice Chan as Chief Financial Officer
and Mr. Bisgay replaced Ms. Chan as a member of the Board and as a member of the Audit Committee. Ms. Chan resigned as Chief Financial
Officer, director and member of the Audit Committee on July 5, 2021 in order to pursue other endeavors. Ms. Chan’s resignation
did not result from any disagreement with the Company concerning any matter relating to the Company’s operations, policies
or practices.
Ms.
Novak, age 56, joined Cantor Fitzgerald, L.P. (“Cantor”) in October 2017 and since then, has served as Cantor’s
Global Head of Accounting Policy. In this role, Ms. Novak provides guidance to Cantor and its affiliates on complex accounting matters,
including, among other things, compliance with US GAAP, IFRS, and SEC pronouncements, establishing formal accounting policies, reviewing
SEC filings, leading new accounting standards implementation and monitoring standard-setting activities. Prior to joining Cantor, Ms.
Novak worked for a number of financial services institutions over the prior 20 years, holding accounting policy, financial reporting
and SEC reporting positions of progressive responsibility. Ms. Novak began her career in the audit practice at Deloitte’s New York
office, serving financial services clients. Ms. Novak graduated summa cum laude from Brooklyn College, CUNY, with a B.S. in Accounting.
Ms. Novak holds an active CPA license from the State of New York and is a member of the American Institute of Certified Public Accountants.
Mr.
Bisgay, age 54, is currently the Chief Financial Officer of BGC Partners, Inc. (“BGC”),
a position he has held since January 2020. Mr. Bisgay joined Cantor in February 2015. From that time until August 2020, and from
January 2021 to present, Mr. Bisgay served as the Chief Financial Officer of Cantor. Mr. Bisgay continues to oversee overlapping
functions of BGC’s and Cantor’s businesses such as bondholder, lender, and rating agency relations. Mr. Bisgay also held
various offices at and provided services to other affiliates of Cantor until December 2019, including as the Chief Financial Officer
of CF Finance Acquisition Corp. (“Cantor SPAC I”) from October 2015 and as a director of Cantor SPAC I from December
2018, and as a director, Chief Financial Officer and Treasurer of two publicly non-traded REITs, Rodin Income Trust, Inc. and Cantor
Fitzgerald Income Trust, Inc. (formerly known as Rodin Global Property Trust, Inc.), beginning in 2016. Prior to his time at Cantor,
Mr. Bisgay was Chief Financial Officer at KCG Holdings, Inc., a market-making firm focused on client trading solutions, liquidity
services and market-making technologies, after serving as Chief Financial Officer and Chief Operating Officer, Head of Business Development,
Group Controller, and Director of Internal Audit at Knight Capital Group, Inc. and as a Senior Manager at PricewaterhouseCoopers, LLP.
Mr. Bisgay received a B.S. in Accounting from Binghamton University and a M.B.A. from Columbia University. Mr. Bisgay also
is registered with FINRA, holds a Series 27 Financial and Operations Principal license and is a Certified Public Accountant.
There
are no family relationships between Ms. Novak or Mr. Bisgay and any director, executive officer, or person nominated or chosen by the
Company to become an executive officer of the Company. There are no transactions between the Company and Ms. Novak or Mr. Bisgay that
are subject to disclosure under Item 404(a) of Regulation S-K.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
CF ACQUISITION CORP. IV
|
|
|
|
By:
|
/s/
Howard W. Lutnick
|
|
|
Name:
|
Howard W. Lutnick
|
|
|
Title:
|
Chief Executive Officer
|
Dated:
July 8, 2021
2
CF Acquisition Corporati... (NASDAQ:CFIV)
Historical Stock Chart
From Jan 2025 to Feb 2025
CF Acquisition Corporati... (NASDAQ:CFIV)
Historical Stock Chart
From Feb 2024 to Feb 2025