As filed with the Securities and Exchange Commission on December 27, 2019

 

SEC Registration No. 333-131974

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

POST EFFECTIVE AMENDMENT NO. 1

TO

FORM S-3

REGISTRATION STATEMENT

Under the Securities Act of 1933

 

 

RELIV INTERNATIONAL, INC.

(Exact name of Registrant as specified in its charter)

 

Delaware

 

37-1172197

(State or jurisdiction of

incorporation or organization)

 

(IRS Employer Identification

No.)

136 Chesterfield Industrial Boulevard

Chesterfield, Missouri 63005

(636) 537-9715

(Address, including zip code, and telephone number,

including area code, of Registrant’s principal executive offices)

 

Ryan A. Montgomery

Chief Executive Officer

136 Chesterfield Industrial Boulevard

Chesterfield, Missouri 63005

(636) 537-9715

(Name, address, including zip code and telephone number,

including area code, of agent for service)

 

Approximate date of proposed sale to public: Not applicable.

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ☐

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) of the Securities Act, check the following box. ☐

 

 

 

 

(Continuation of Facing Page)

 

 

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) of the Securities Act, check the following box. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and "emerging growth company" in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☐

 

Smaller reporting company ☒           Emerging growth company ☐

 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

CALCULATION OF REGISTRATION FEE: NOT APPLICABLE

 

 

 

 

EXPLANATORY NOTE –

DEREGISTRATION OF SECURITIES

 

This Post-Effective Amendment relates to the Registration Statement on Form S-3 (Commission File No.  333-131974), originally filed by Reliv International, Inc., a Delaware corporation (“Registrant”), with the Securities and Exchange Commission (the “SEC”) on February 22, 2006 (as amended, the “Registration Statement”), registering 1,200,000 shares of Registrant’s common stock for sale by Registrant and 800,000 shares of Registrant’s common stock for resale, from time to time, by the selling shareholders named in the Registration Statement. The Registration Statement was declared effective by the SEC on April 5, 2006.

 

Registrant has no further obligation to maintain effectiveness of the Registration Statement. In accordance with an undertaking made by Registrant in the Registration Statement to remove from registration by means of a post-effective amendment any securities which remain unsold at the termination of the offering, this Post-Effective Amendment No. 1 is being filed to terminate the effectiveness of the Registration Statement and to remove from registration all securities registered but not sold under the Registration Statement. As a result of this deregistration, no securities remain registered for resale pursuant to the Registration Statement.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chesterfield, State of Missouri on December 27, 2019.

 

 

 

RELIV INTERNATIONAL, INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Ryan A. Montgomery

 

 

 

Ryan A. Montgomery

 

 

 

Chief Executive Officer

 

 

 

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this post-effective amendment to Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

 

Title

 

Date

         

/s/ Robert L. Montgomery

 

Chairman of the Board of Directors

 

December 27, 2019

Robert L. Montgomery        
         

/s/ Steven D. Albright

 

Chief Financial Officer ( and

 

December 27, 2019

Steven D. Albright   Accounting Officer)    
         

/s/ Ryan A. Montgomery

 

Chief Executive Officer, Director

 

December 27, 2019

Ryan A. Montgomery        
         

/s/ Robert M. Henry

 

Director

 

December 27, 2019

Robert M. Henry        
         

/s/ Paul Adams

 

Director

 

December 27, 2019

Paul Adams        
         

/s/ John M. Klimek

 

Director

 

December 27, 2019

John M. Klimek        

 

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