Current Report Filing (8-k)
April 01 2013 - 3:44PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
April 1, 2013 (March 29, 2013)
SEQUENTIAL BRANDS GROUP, INC.
(Exact name of registrant as specified in
its charter)
Delaware |
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000-16075 |
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86-0449546 |
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(State or other jurisdiction of incorporation) |
|
(Commission File Number) |
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(I.R.S. Employer Identification No.) |
1065 Avenue of the Americas, Suite 1705,
New York, NY 10018
(Address of Principal Executive Offices/Zip
Code)
(646) 564-2577
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Witten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
2.02. Results of Operations and Financial
Condition.
On
March 29, 2012, Sequential issued a press release reporting its fourth quarter and year-end 2012 financial results. A copy of Sequential’s
March 29, 2013 press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
As
noted in the press release, Sequential has provided certain non–U.S. generally accepted accounting principles (“GAAP”)
financial measures and a reconciliation of the non–U.S. GAAP measures to U.S. GAAP measures. Sequential believes these non-GAAP
financial measures provide useful information to investors because they allow for a more direct comparison of Sequential’s
performance for the fourth quarter and full-year 2012 to the its performance in the comparable prior-year periods. Readers should
consider non–GAAP measures in addition to, and not as a substitute for, measures of financial performance prepared in accordance
with U.S. GAAP.
Pursuant
to General Instruction B.2 of Form 8-K and SEC Release No. 33-8176, the information contained in the press release furnished as
an exhibit hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. In addition,
the press release contains statements intended as “forward-looking statements” which are subject to the cautionary
statements about forward-looking statements set forth in such press release.
Item 9.01. Financial Statements and Exhibits
| Exhibit Number | Description |
| 99.1 | Press release issued by Sequential on March 29, 2013 reporting results of operations. |
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Sequential Brands Group, Inc. |
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Date: April 1, 2013 |
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By: |
/s/ Gary Klein |
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Name: |
Gary Klein |
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Title: |
Chief Financial Officer |
EXHIBIT INDEX
| Exhibit Number | Description |
| 99.1 | Press release issued by Sequential on March 29, 2013 reporting results of operations. |
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