Current Report Filing (8-k)
January 06 2021 - 4:01PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): December 31, 2020
ABBVIE
INC.
(Exact Name of Registrant as Specified
in its Charter)
_______________________________________________
Delaware
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001-35565
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32-0375147
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(State or other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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_______________________________________________
1 North Waukegan Road
North Chicago, Illinois 60064-6400
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including
area code: (847) 932-7900
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, $0.01 Par Value
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ABBV
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New York Stock Exchange
Chicago Stock Exchange
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0.500% Senior Notes due 2021
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ABBV21C
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New York Stock Exchange
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1.500% Senior Notes due 2023
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ABBV23B
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New York Stock Exchange
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1.375% Senior Notes due 2024
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ABBV24
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New York Stock Exchange
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1.250% Senior Notes due 2024
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ABBV24B
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New York Stock Exchange
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0.750% Senior Notes due 2027
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ABBV27
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New York Stock Exchange
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2.125% Senior Notes due 2028
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ABBV28
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New York Stock Exchange
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2.625% Senior Notes due 2028
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ABBV28B
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New York Stock Exchange
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2.125% Senior Notes due 2029
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ABBV29
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New York Stock Exchange
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1.250% Senior Notes due 2031
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ABBV31
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New York Stock Exchange
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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(e) The agreements
regarding change in control by and between AbbVie and its named executive officers have been renewed through December 31,
2022 in accordance with the agreement terms. There were no other changes to the agreements. The form of change in control agreement
was filed as Exhibit 10.13 of Amendment No. 5 to the Company’s Registration Statement on Form 10 filed on
November 16, 2012.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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ABBVIE INC.
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Date: January 6, 2021
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By:
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/s/ Timothy J. Richmond
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Name:
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Timothy J. Richmond
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Title:
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Executive Vice President, Chief Human Resources
Officer
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Common Stock, $0.01 Par Value
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ABBV
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