Amended Statement of Changes in Beneficial Ownership (4/a)
January 19 2021 - 9:33AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Salvatori Kurt R. |
2. Issuer Name and Ticker or Trading Symbol
CONSOL Energy Inc.
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CEIX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Administrative Officer |
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(Last)
(First)
(Middle)
1000 CONSOL ENERGY DRIVE, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/30/2020 |
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(Street)
CANONSBURG, PA 15317
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/4/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common stock, par value $0.01 per share | 12/30/2020 | | J | | 1321 (1) | A | $0.00 (1) | 34282 (2)(3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | As part of the Issuer's acquisition of the remaining common units representing limited partner interests of CONSOL Coal Resources LP ("CCR") on December 30, 2020, each common unit of CCR previously held by the reporting person has converted into the right to receive 0.73 shares of common stock, par value $0.01 per share, of the Issuer. |
| (2) | The Reporting Person previously transferred 867 shares of common stock to his ex-wife pursuant to a divorce settlement agreement. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. |
| (3) | Of the 34,282 shares reported as directly held, 26,355 are restricted stock units (including dividend equivalent rights). |
Remarks:
This amendment is being filed to correct the amount of securities beneficially owned following the reported transaction on December 30, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Salvatori Kurt R.
1000 CONSOL ENERGY DRIVE, SUITE 100
CANONSBURG, PA 15317 |
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| Chief Administrative Officer |
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Signatures
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| /s/ Martha A. Wiegand, as Attorney-in-Fact for Kurt R. Salvatori | | 1/19/2021 |
| **Signature of Reporting Person | Date |
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