- Amended Statement of Ownership (SC 13G/A)
February 24 2011 - 2:15PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Compellent Technologies, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
20452A 10 8
(CUSIP Number)
February 22, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
o
Rule 13d-1(c)
þ
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING PERSONS
Crescendo IV, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Page 2 of 12 Pages
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1
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NAMES OF REPORTING PERSONS
Crescendo IV AG & Co. Beteiligungs KG
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Germany
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Page 3 of 12 Pages
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1
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NAMES OF REPORTING PERSONS
Crescendo IV Entrepreneurs Fund, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Page 4 of 12 Pages
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1
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NAMES OF REPORTING PERSONS
Crescendo IV Entrepreneurs Fund A, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
|
7
|
|
SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
|
8
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SHARED DISPOSITIVE POWER
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0
|
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|
9
|
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
0
|
|
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
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|
|
|
o
|
|
|
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|
|
11
|
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Page 5 of 12 Pages
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1
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NAMES OF REPORTING PERSONS
Crescendo Ventures IV, LLC
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2
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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|
(a)
o
|
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(b)
o
|
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
|
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5
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SOLE VOTING POWER
|
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NUMBER OF
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0
|
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SHARES
|
6
|
|
SHARED VOTING POWER
|
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BENEFICIALLY
|
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OWNED BY
|
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0
|
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EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
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REPORTING
|
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|
PERSON
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0
|
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WITH:
|
8
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SHARED DISPOSITIVE POWER
|
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0
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|
9
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|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
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|
0
|
|
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|
10
|
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
|
|
o
|
|
|
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|
11
|
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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Page 6 of 12 pages
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1
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NAMES OF REPORTING PERSONS
Crescendo German Investments IV, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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|
(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
|
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NUMBER OF
|
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0
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|
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|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
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BENEFICIALLY
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OWNED BY
|
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0
|
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EACH
|
7
|
|
SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
|
8
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SHARED DISPOSITIVE POWER
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0
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|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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0
|
|
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|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
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|
o
|
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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Page 7 of 12 Pages
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1
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NAMES OF REPORTING PERSONS
R. David Spreng
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
|
6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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0
|
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|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
o
|
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Page 8 of 12 Pages
Item 1.
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(a)
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Name of Issuer
Compellent Technologies, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
7625 Smetana Lane
Eden Prairie, MN 55344
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Item 2.
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(a)
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Name of Person Filing
Crescendo Ventures IV, L.P. (“Crescendo IV”)
Crescendo IV AG & Co. Beteiligungs KG (“IV KG”)
Crescendo IV Entrepreneurs Fund, L.P. (“IV EF”)
Crescendo IV Entrepreneurs Fund A, L.P. (“IV EFA”)
Crescendo Ventures IV, LLC (“IV LLC”)
Crescendo German Investments IV, LLC (“German IV LLC”)
R. David Spreng
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(b)
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Address of Principal Business Office or, if none, Residence
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600 Hansen Way
Palo Alto, CA 94304
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(c)
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Citizenship
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Entities:
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Crescendo IV — Delaware
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IV KG — Germany
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IV EF — Delaware
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IV EFA — Delaware
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IV LLC — Delaware
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German IV LLC — Delaware
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Individuals:
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R. David Spreng — United States
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
20452A 10 8
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check
whether the person filing is a:
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Not applicable
Page 9 of 12 Pages
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Crescendo IV
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IV KG
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IV EF
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IV EFA
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(a) Beneficial Ownership
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-0-
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-0-
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-0-
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-0-
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(b) Percentage of Class
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0
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%
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0
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%
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0
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%
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0
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%
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(c) Sole Voting Power
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-0-
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-0-
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-0-
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-0-
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Shared Voting Power
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-0-
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-0-
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-0-
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-0-
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Sole Dispositive Power
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-0-
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-0-
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-0-
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-0-
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Shared Dispositive Power
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-0-
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-0-
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-0-
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-0-
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IV LLC
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German IV LLC
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R. David Spreng
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(a) Beneficial Ownership
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-0-
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-0-
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|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(b) Percentage of Class
|
|
|
0
|
%
|
|
|
0
|
%
|
|
|
0
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
(c) Sole Voting Power
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shared Voting Power
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Sole Dispositive Power
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shared Dispositive Power
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item 5.
|
|
Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following
þ
.
|
|
|
|
|
Item 6.
|
|
Ownership of More than Five Percent on Behalf of Another Person
|
Not applicable.
|
|
|
|
|
Item 7.
|
|
Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person.
|
Not applicable.
|
|
|
|
|
Item 8.
|
|
Identification and Classification of Members of the Group
|
Not applicable.
|
|
|
|
|
Item 9.
|
|
Notice of Dissolution of a Group
|
Not applicable.
Not applicable.
Page 10 of 12 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
February 23, 2011
|
|
|
|
|
|
|
|
|
|
|
CRESCENDO IV, L.P.
|
|
|
|
CRESCENDO IV AG & CO. BETEILIGUNGS KG
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
Crescendo Ventures IV, LLC
|
|
|
|
By:
|
|
Crescendo German Investments IV, LLC
|
|
|
|
its general partner
|
|
|
|
|
|
its general partner
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ R. David Spreng
|
|
|
|
By:
|
|
/s/ R. David Spreng
|
|
|
|
|
|
|
|
|
|
|
|
|
|
R. David Spreng
|
|
|
|
|
|
R. David Spreng
|
|
|
|
Managing General Partner
|
|
|
|
|
|
Managing General Partner
|
|
|
|
|
|
|
|
|
|
|
|
CRESCENDO IV ENTREPRENEURS FUND, L.P.
|
|
|
|
CRESCENDO IV ENTREPRENEURS FUND A, L.P.
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
Crescendo Ventures IV, LLC
|
|
|
|
By:
|
|
Crescendo Ventures IV, LLC
|
|
|
|
its general partner
|
|
|
|
|
|
its general partner
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ R. David Spreng
|
|
|
|
By:
|
|
/s/ R. David Spreng
|
|
|
|
|
|
|
|
|
|
|
|
|
|
R. David Spreng
|
|
|
|
|
|
R. David Spreng
|
|
|
|
Managing General Partner
|
|
|
|
|
|
Managing General Partner
|
|
|
|
|
|
|
|
|
|
|
|
CRESCENDO VENTURES IV, LLC
|
|
|
|
CRESCENDO GERMAN INVESTMENTS IV, LLC
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ R. David Spreng
|
|
|
|
By:
|
|
/s/ R. David Spreng
|
|
|
|
|
|
|
|
|
|
|
|
|
|
R. David Spreng
|
|
|
|
|
|
R. David Spreng
|
|
|
|
Managing General Partner
|
|
|
|
|
|
Managing General Partner
|
|
|
|
|
|
|
|
|
|
|
|
/s/ R. David Spreng
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
R. David Spreng
|
|
|
|
|
|
|
|
R. David Spreng
|
|
|
|
|
|
|
EXHIBITS
A: Joint Filing Agreement
Page 11 of 12 Pages
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