Statement of Changes in Beneficial Ownership (4)
April 07 2021 - 6:45PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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McAvoy John |
2. Issuer Name and Ticker or Trading Symbol
CONSOLIDATED EDISON INC
[
ED
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) Director, Non-Executive Chair |
(Last)
(First)
(Middle)
CONSOLIDATED EDISON, INC. C/O SECRETARY, 4 IRVING PLACE, SUITE 16-205 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/31/2021 |
(Street)
NEW YORK, NY 10003
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/31/2021 | 4/5/2021 | P | | 49.919 (1) | A | $74.8 | 142259.228 (2) | D | |
Common Stock | | | | | | | | 27.24 (3) | I | By Tax Reduction Act Stock Ownership Plan (TRASOP) |
Common Stock | | | | | | | | 19.061 (4) | I | By Consolidated Edison Thrift Savings Plan (Thrift) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Purchase of shares of common stock of Consolidated Edison, Inc. (the "Company") under the Company's Stock Purchase Plan. |
(2) | Total includes 1418.442 Deferred Stock Units ("DSUs") acquired on March 15, 2021 pursuant to the Company Long Term Incentive Plan's dividend reinvestment provision. Each DSU represents one share of the Company's common stock. Total also includes 2,509.549 and 1,758.274 shares of Company common stock previously owned indirectly through the TRASOP and Thrift, respectively. |
(3) | Between 02/28/21 and 03/31/21 the reporting person's shares of Company common stock under the TRASOP decreased by 2,509.549 in connection with a rollover to the reporting person's individual retirement account. The balance left in the reporting person's account under the TRASOP relates to a dividend reinvestment received on March 15, 2021. The information in this report is based on a TRASOP plan statement dated as of 03/31/21. |
(4) | Between 02/28/21 and 03/31/21 the reporting person's shares of Company common stock under the Thrift decreased by 1,758.274 in connection with a rollover to the reporting person's individual retirement account. The balance left in the reporting person's account under the Thrift relates to a dividend reinvestment received on March 15, 2021. The information in this report is based on a Thrift plan statement dated as of 03/31/21. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McAvoy John CONSOLIDATED EDISON, INC. C/O SECRETARY 4 IRVING PLACE, SUITE 16-205 NEW YORK, NY 10003 | X |
| Director, Non-Executive Chair |
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Signatures
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Vanessa M. Franklin; Attorney-in-Fact | | 4/7/2021 |
**Signature of Reporting Person | Date |
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