Current Report Filing (8-k)
June 16 2015 - 3:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 16, 2015
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.
(Exact name of registrant as specified in its charter)
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Maryland |
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001-35877 |
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46-1347456 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
1906 Towne Centre Blvd, Suite 370 Annapolis,
Maryland 21401
(Address
of principal executive offices)
(410) 571-9860
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
Nathaniel J. Rose was appointed as the executive vice president and chief operating officer of Hannon Armstrong Sustainable Infrastructure
Capital, Inc. (the Company). Previously, Mr. Rose served the Company as senior vice president and chief investment officer. Additionally, Daniel K. McMahon was appointed as an executive vice president of the Company. Previously,
Mr. McMahon served the Company as senior vice president. The appointments were effective on June 16, 2015.
Mr. Rose, 37,
has been with the Companys predecessor since 2000, in a variety of roles, most recently as a senior vice president since 2007. Mr. Rose will assume more responsibility for the overall business processes as well as continuing to be
involved in structuring and analyzing the Companys transactions. He has been involved with a vast majority of the Companys transactions since 2000. He earned a joint Bachelor of Science and Bachelor of Arts degree from the University of
Richmond in 2000, a Master of Business Administration degree from the Darden School of Business Administration at the University of Virginia in 2009, is a CFA charterholder and has passed the CPA examination. He holds a Series 79 securities license.
Mr. McMahon, 43, has been with the Companys predecessor since 2000 in a variety of roles, most recently as a senior vice
president since 2007. Mr. McMahon responsibilities will include an expanded executive role in originating and executing transactions with the Companys government customers. He has played a role in analyzing, negotiating and structuring
several billion dollars of transactions. Mr. McMahon previously worked with T. Rowe Price from 1997 to 2000. Mr. McMahon received his Bachelor of Arts degree from the University of California, San Diego in 1993, and is a CFA charterholder.
He holds Series 24, 63 and 79 securities licenses.
With Mr. Roses new operating responsibilities including sponsoring
transactions, he will no longer serve on the investment committee that will continue to be comprised of the Companys president and chief executive officer, Jeffrey W. Eckel, and its chief financial officer, Mr. J. Brendan Herron, and will
also include depending on the transaction, either its executive vice president, M. Rhem Wooten Jr., (for governmental and public sector investments) or Mr. McMahon (for commercial investments).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE, INC. |
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By: |
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/s/ Steven L. Chuslo |
Name: |
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Steven L. Chuslo |
Title: |
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Executive Vice President and General
Counsel |
Date: June 16, 2015
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