Initial Statement of Beneficial Ownership (3)
October 28 2019 - 4:09PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Foley Kimberly A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/18/2019
|
3. Issuer Name and Ticker or Trading Symbol
LyondellBasell Industries N.V. [LYB]
|
(Last)
(First)
(Middle)
4TH FLOOR, ONE VINE STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP Health Safety & Environment / |
(Street)
LONDON, X0 W1J 0AH
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Ordinary Shares | 15166.547 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to buy) | (2) | 2/21/2028 | Class A Ordinary Shares | 2433.00 | $109.09 | D | |
Stock Options (Right to buy) | (3) | 2/16/2027 | Class A Ordinary Shares | 2237.00 | $92.69 | D | |
Stock Options (Right to buy) | (4) | 2/17/2025 | Class A Ordinary Shares | 1304.00 | $89.94 | D | |
Stock Options (Right to buy) | (5) | 2/21/2029 | Class A Ordinary Shares | 3353.00 | $88.50 | D | |
Stock Options (Right to buy) | (4) | 2/16/2026 | Class A Ordinary Shares | 2261.00 | $77.93 | D | |
Explanation of Responses: |
(1) | Includes 1,614 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 520 granted on February 16, 2017 that vest on February 16, 2020; 482 granted on February 21, 2018 that vest on February 21, 2021 and 612 granted on February 21, 2019 that vest on February 21, 2022. |
(2) | Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2018. |
(3) | Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 747 vested on February 16, 2018, 745 vested on February 16, 2019 and 745 vest on February 16, 2020. |
(4) | Granted pursuant to the issuer's long-term incentive plan. Award has fully vested. |
(5) | Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,119 vest on February 21, 2020, 1,117 vest on February 21, 2021 and 1,117 vest on February 21, 2022. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Foley Kimberly A 4TH FLOOR ONE VINE STREET LONDON, X0 W1J 0AH |
|
| VP Health Safety & Environment |
|
Signatures
|
/s/ Lara A. Mason, Attorney-in-Fact | | 10/28/2019 |
**Signature of Reporting Person | Date |
LyondellBasell Industrie... (NYSE:LYB)
Historical Stock Chart
From Apr 2024 to May 2024
LyondellBasell Industrie... (NYSE:LYB)
Historical Stock Chart
From May 2023 to May 2024