Statement of Changes in Beneficial Ownership (4)
May 22 2020 - 3:53PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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JONES RENE F |
2. Issuer Name and Ticker or Trading Symbol
M&T BANK CORP
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MTB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman of the Board and CEO |
(Last)
(First)
(Middle)
ONE M&T PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/20/2020 |
(Street)
BUFFALO, NY 14203-2399
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 62625.79 | D | |
Common Stock | | | | | | | | 1.0209 (1) | I | By Daughter (2) |
Common Stock | | | | | | | | 1.0209 (1) | I | By Daughter (2) |
Common Stock | 5/20/2020 | | I | | 5008.509 | A | $94.8386 | 5008.509 | I | By 401(k) Plan (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Common Stock Units | (4) | | | | | | | (4) | (4) | Common Stock | (4) | | 822 | I | Supplemental 401 (k) Plan (5) |
Explanation of Responses: |
(1) | Includes 0.009305 of a share which was acquired between January 1, 2020 and March 31, 2020 through participation in the M&T Bank Corporation Dividend Reinvestment Plan. |
(2) | These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Gifts to Minors Act for which the reporting person is custodian. |
(3) | The information presented is as of May 20, 2020. |
(4) | The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. |
(5) | The information presented is as of March 31, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
JONES RENE F ONE M&T PLAZA BUFFALO, NY 14203-2399 | X |
| Chairman of the Board and CEO |
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Signatures
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By: Karla L. Harlow, Esq.
(Attorney-In-Fact) | | 5/22/2020 |
**Signature of Reporting Person | Date |
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