Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
January 29 2024 - 3:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 9)*
Invitae Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
46185L103
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
* The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 46185L103 |
13G |
Page 2 of 5 Pages |
1. |
NAMES
OF REPORTING PERSONS |
|
ARK
Investment Management LLC |
|
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
3. |
SEC
USE ONLY |
|
|
|
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
Delaware,
United States |
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5. |
SOLE
VOTING POWER |
|
29,850,484 |
|
|
6. |
SHARED
VOTING POWER |
|
1,429,526 |
|
|
7. |
SOLE
DISPOSITIVE POWER |
|
32,550,683 |
|
|
8. |
SHARED
DISPOSITIVE POWER |
|
0 |
|
|
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
32,550,683 |
|
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
¨ |
|
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
11.36% |
|
|
12. |
TYPE
OF REPORTING PERSON |
|
IA |
|
|
CUSIP No. 46185L103 |
13G |
Page 3 of 5 Pages |
Item 1(a) Name of issuer:
Invitae Corporation
Item 1(b) Address of issuer's principal executive offices:
1400 16th Street
San Francisco, CA 94103
Item 2(a) Name of person filing:
ARK Investment Management LLC
Item 2(b) Address or principal business office or, if none, residence:
ARK Investment Management LLC
200 Central Avenue
St. Petersburg, FL 33701
Item 2(c) Citizenship:
Delaware, United States
Item 2(d) Title of class of securities:
Common Stock
Item 2(e) CUSIP No.:
46185L103
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) ¨ Broker or
dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b) ¨ Bank as
defined in section 3(a)(6) of the Act ( 15 U.S.C. 78c);
(c) ¨ Insurance
company as defined in section 3(a)(19) of the Act ( 15 U.S.C. 78c);
(d) ¨ Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
(e) x An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f) ¨ An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g) ¨ A parent
holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h) ¨ A savings
associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
CUSIP
No. 46185L103 |
13G |
Page 4 of 5 Pages |
(i) ¨ A church
plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3);
(j) ¨ A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k) ¨ Group, in
accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: ____
Item 4. Ownership
(a) | Amount beneficially owned: |
32,550,683
11.36%
(c) | Number of shares as to which such person has: |
(i) Sole power to vote or to direct
the vote: 29,850,484
(ii) Shared power to vote or to direct the
vote: 1,429,526
(iii) Sole power to dispose or to direct the
disposition of: 32,550,683
(iv) Shared power to dispose or to direct
the disposition of: 0
Item 5. Ownership of 5 Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
To the knowledge of the Reporting Person, no other person has the right
to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, a number of the shares which represents
more than five percent of the number of outstanding class of the shares.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
CUSIP
No. 46185L103 |
13G |
Page 5 of 5 Pages |
Item 10. Certifications.
By signing below I certify that, to the best of
my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities
solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
The reporting persons agree that this statement
is filed on behalf of each of them.
Dated: January 29, 2024
|
ARK Investment Management LLC |
|
|
|
|
By: |
/s/ Kellen Carter |
|
|
Name: |
Kellen Carter |
|
|
Title: |
Chief Compliance Officer |
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