- Amended Statement of Changes in Beneficial Ownership (4/A)
May 19 2010 - 8:27PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Coriaty David
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2. Issuer Name
and
Ticker or Trading Symbol
Hawk Systems, Inc.
[
HWSY
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
2385 NW EXECUTIVE CENTER DRIVE, SUITE 100
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/25/2010
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(Street)
BOCA RATON, FL 33431
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/1/2010
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Series B Preferred Stock
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(1)
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2/2/2010
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G
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V
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20000
(2)
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(1)
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(1)
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Common Stock
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2000000
(2)
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$0
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85890
(2)
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D
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Series B Preferred Stock
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(1)
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2/25/2010
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S
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15000
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(1)
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(1)
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Common Stock
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1500000
(3)
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$2.66
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70890
(2)
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D
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Series B Preferred Stock
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(1)
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2/25/2010
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S
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6000
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(1)
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(1)
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Common Stock
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600000
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$2.08
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64890
(2)
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D
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Series B Preferred Stock
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(1)
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2/25/2010
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J
(4)
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2000
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(1)
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(1)
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Common Stock
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200000
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$0
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66890
(2)
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D
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Explanation of Responses:
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(
1)
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Each share of Series B Preferred Stock is convertible at any time into 100 shares of the Issuer's common stock, par value $.01 per share ("Common Stock") and has no expiration date.
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(
2)
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Due to a clerical error, the reporting person erroneously reported a gift of 10,000 shares of Series B Preferred Stock in the original Form 4 filed on March 1, 2010 ("Original Form 4"). The correct number of shares gifted was 20,000 shares of Series B Preferred Stock. Accordingly, the number of derivative securities reported as being beneficially owned following the reported transaction(s) was incorrect for that transaction as well as all subsequent transactions reported in the Original Form 4.
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(
3)
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Due to a scrivener's error, the number of shares of Common Stock underlying the shares of Series B Preferred Stock sold by the reporting person erroneously stated 150,000 and should have instead reflected 1,500,000 shares of Common Stock.
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(
4)
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The reporting person cancelled a previous gift which was never delivered to the intended recipient.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Coriaty David
2385 NW EXECUTIVE CENTER DRIVE
SUITE 100
BOCA RATON, FL 33431
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X
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X
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Signatures
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/s/ David Coriaty
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5/19/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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