false 0001141240 0001141240 2023-06-28 2023-06-28
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):   June 28, 2023
 
LIQUIDMETAL TECHNOLOGIES, INC.
(Exact name of Registrant as Specified in its Charter)
 
Delaware
001-31332
33-0264467
(State or other jurisdiction of
incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
20321 Valencia Circle
Lake Forest, CA 92630
(Address of Principal Executive Offices; Zip Code)
 
Registrant’s telephone number, including area code: (949) 635-2100
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 5.07 
Submission of Matters to a Vote of Security Holders.
 
On June 28, 2023, the Company held its annual meeting of stockholders (the “Annual Meeting”).  At the Annual Meeting, the Company’s stockholders (i) elected four directors to the Company’s board of directors, and (ii) ratified the appointment of BF Borgers CPA, PC as the Company’s independent registered public accounting firm for fiscal year 2023, each as more fully described below.
 
The final voting results were as follows:
 
Item No. 1:
Proposal to elect four directors to the Company’s Board of Directors to serve until the next Annual Meeting of Stockholders.
 
Nominee
  
For
    
Withheld
    
Broker Non-Votes
  
Lugee Li
     474,044,464       6,467,629       169,835,960  
Vincent Carrubba
     472,041,637       8,470,456       169,835,960  
Tony Chung
     471,319,223       9,192,870       169,835,960  
Isaac Bresnick
     471,778,995       8,733,098       169,835,960  
 
Item No. 2
Proposal to ratify the appointment of BF Borgers CPA, PC as the Company’s independent registered public accounting firm for fiscal 2023.
 
For
    
Against
    
Abstain
    
Broker Non-Votes
  
642,718,326       2,744,863       4,884,864       -  
 
 
 
 
Signature
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized.
 
 
LIQUIDMETAL TECHNOLOGIES, INC.
   
 
By:
  
/s/ Tony Chung
    Tony Chung
    Chief Executive Officer
    (Principal Financial and Accounting Officer)
Date:  June 28, 2023
  
 
 
v3.23.2
Document And Entity Information
Jun. 28, 2023
Document Information [Line Items]  
Entity, Registrant Name LIQUIDMETAL TECHNOLOGIES, INC.
Document, Type 8-K
Document, Period End Date Jun. 28, 2023
Entity, Incorporation, State or Country Code DE
Entity, File Number 001-31332
Entity, Tax Identification Number 33-0264467
Entity, Address, Address Line One 20321 Valencia Circle
Entity, Address, City or Town Lake Forest
Entity, Address, State or Province CA
Entity, Address, Postal Zip Code 92630
City Area Code 949
Local Phone Number 635-2100
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0001141240
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