RNS Number : 4844P
UBS AG (EPT)
22 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited connected to UBS

(d) Date dealing undertaken:

            21 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES, BHP Group

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

697738

26.92251        GBP

26.50500        GBP

USD 0.54945 ordinary

Sell

 

522162

26.93500        GBP

26.50500        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

24

26.7625        GBP

USD 0.54945 ordinary

CFD

 

Long

400

26.57075        GBP

USD 0.54945 ordinary

CFD

 

Long

350

26.8850005        GBP

USD 0.54945 ordinary

CFD

 

Long

541

26.86        GBP

USD 0.54945 ordinary

CFD

 

Long

167

26.835        GBP

USD 0.54945 ordinary

CFD

 

Long

131

26.82        GBP

USD 0.54945 ordinary

CFD

 

Long

5595

26.770325        GBP

USD 0.54945 ordinary

CFD

 

Long

78

26.505        GBP

USD 0.54945 ordinary

CFD

 

Long

4098

26.802696        GBP

USD 0.54945 ordinary

CFD

 

Long

2600

26.7978729973        GBP

USD 0.54945 ordinary

CFD

 

Long

12519

26.7920819982003        GBP

USD 0.54945 ordinary

CFD

 

Long

101

26.545        GBP

USD 0.54945 ordinary

CFD

 

Long

791

26.885266352086        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.55        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.6        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.69        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.715        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.775        GBP

USD 0.54945 ordinary

CFD

 

Long

167

26.89        GBP

USD 0.54945 ordinary

CFD

 

Long

7

26.67602        GBP

USD 0.54945 ordinary

CFD

 

Long

200

26.728175        GBP

USD 0.54945 ordinary

CFD

 

Long

12748

26.8567963601334        GBP

USD 0.54945 ordinary

CFD

 

Long

1283

26.7926266562821        GBP

USD 0.54945 ordinary

CFD

 

Long

1706

26.7551465412427        GBP

USD 0.54945 ordinary

CFD

 

Long

4816

26.87        GBP

USD 0.54945 ordinary

CFD

 

Long

680

26.70744756        GBP

USD 0.54945 ordinary

CFD

 

Long

1044

26.80836244        GBP

USD 0.54945 ordinary

CFD

 

Long

4298

26.72141407        GBP

USD 0.54945 ordinary

CFD

 

Long

2984

26.7480601        GBP

USD 0.54945 ordinary

CFD

 

Long

3005

26.7673        GBP

USD 0.54945 ordinary

CFD

 

Long

14095

26.8689252        GBP

USD 0.54945 ordinary

CFD

 

Long

5462

26.69825156        GBP

USD 0.54945 ordinary

CFD

 

Long

9109

26.814992        GBP

USD 0.54945 ordinary

CFD

 

Long

1683

26.86976939        GBP

USD 0.54945 ordinary

CFD

 

Long

37862

26.8562594420889        GBP

USD 0.54945 ordinary

CFD

 

Long

1541

26.7622939677223        GBP

USD 0.54945 ordinary

CFD

 

Long

87

26.88        GBP

USD 0.54945 ordinary

CFD

 

Long

539

26.672579        GBP

USD 0.54945 ordinary

CFD

 

Long

132

26.86840909        GBP

USD 0.54945 ordinary

CFD

 

Long

574

26.86891986        GBP

USD 0.54945 ordinary

CFD

 

Long

39

26.75        GBP

USD 0.54945 ordinary

CFD

 

Long

4

26.76        GBP

USD 0.54945 ordinary

CFD

 

Short

132

26.55        GBP

USD 0.54945 ordinary

CFD

 

Short

132

26.825        GBP

USD 0.54945 ordinary

CFD

 

Short

88

26.75        GBP

USD 0.54945 ordinary

CFD

 

Short

88

26.76        GBP

USD 0.54945 ordinary

CFD

 

Short

329

26.66        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.575        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.58        GBP

USD 0.54945 ordinary

CFD

 

Short

16251

26.87        GBP

USD 0.54945 ordinary

CFD

 

Short

1031

26.7662221157226        GBP

USD 0.54945 ordinary

CFD

 

Short

5908

26.7136932950897        GBP

USD 0.54945 ordinary

CFD

 

Short

15399

26.84264722        GBP

USD 0.54945 ordinary

CFD

 

Short

17372

26.83035088        GBP

USD 0.54945 ordinary

CFD

 

Short

84561

26.665        GBP

USD 0.54945 ordinary

CFD

 

Short

1400

26.6261461562        GBP

USD 0.54945 ordinary

CFD

 

Short

200

26.8        GBP

USD 0.54945 ordinary

CFD

 

Short

1381

26.745        GBP

USD 0.54945 ordinary

CFD

 

Short

6967

26.747942        GBP

USD 0.54945 ordinary

CFD

 

Short

29511

26.7282500050002        GBP

USD 0.54945 ordinary

CFD

 

Short

780

26.5942532037436        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.6        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.69        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.725        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.765        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.78        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.79        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.805        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.82        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.85        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.89        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.895        GBP

USD 0.54945 ordinary

CFD

 

Short

43

26.835        GBP

USD 0.54945 ordinary

CFD

 

Short

1605

26.8138411247913        GBP

USD 0.54945 ordinary

CFD

 

Short

1389

26.8102623844564        GBP

USD 0.54945 ordinary

CFD

 

Short

751

26.7893774955659        GBP

USD 0.54945 ordinary

CFD

 

Short

227

26.82129956        GBP

USD 0.54945 ordinary

CFD

 

Short

2063

26.86800533        GBP

USD 0.54945 ordinary

CFD

 

Short

5241

26.83783349        GBP

USD 0.54945 ordinary

CFD

 

Short

4110

26.83157454        GBP

USD 0.54945 ordinary

CFD

 

Short

2117

26.83157455        GBP

USD 0.54945 ordinary

CFD

 

Short

1648

26.83730911        GBP

USD 0.54945 ordinary

CFD

 

Short

8253

26.83823605        GBP

USD 0.54945 ordinary

CFD

 

Short

14095

26.72940966        GBP

USD 0.54945 ordinary

CFD

 

Short

2959

26.72940971        GBP

USD 0.54945 ordinary

CFD

 

Short

1082

26.771074        GBP

USD 0.54945 ordinary

CFD

 

Short

24

26.7625        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.54945 ordinary

Put

Selling

84436

27.93        GBP

European

18 December 2026

0.0        GBP

USD 0.54945 ordinary

Call

Purchasing

84436

27.93        GBP

European

18 December 2026

0.0        GBP

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

22 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FERATMMTMTJTBBI
Anglo American (LSE:AAL)
Historical Stock Chart
From May 2024 to Jun 2024 Click Here for more Anglo American Charts.
Anglo American (LSE:AAL)
Historical Stock Chart
From Jun 2023 to Jun 2024 Click Here for more Anglo American Charts.