UBS AG (EPT) Form 8.5 (EPT/RI) - Anglo American Plc
May 22 2024 - 5:32AM
RNS Regulatory News
RNS Number : 4844P
UBS AG (EPT)
22 May 2024
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the Code)
1. KEY
INFORMATION
|
(a) Name of exempt principal
trader:
|
UBS Investment Bank, London
|
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Anglo American plc
|
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
BHP Group Limited connected to UBS
|
|
(d) Date dealing
undertaken:
|
21 May 2024
|
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If
it is a cash offer or possible cash offer, state
"N/A"
|
YES, BHP
Group
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
|
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Buy
|
697738
|
26.92251
GBP
|
26.50500
GBP
|
|
USD 0.54945
ordinary
|
Sell
|
522162
|
26.93500
GBP
|
26.50500
GBP
|
(b) Cash-settled
derivative transactions
|
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
24
|
26.7625
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
400
|
26.57075
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
350
|
26.8850005
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
541
|
26.86
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
167
|
26.835
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
131
|
26.82
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
5595
|
26.770325
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
78
|
26.505
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
4098
|
26.802696
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
2600
|
26.7978729973
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
12519
|
26.7920819982003
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
101
|
26.545
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
791
|
26.885266352086
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.55
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.6
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.69
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.715
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
44
|
26.775
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
167
|
26.89
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
7
|
26.67602
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
200
|
26.728175
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
12748
|
26.8567963601334
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
1283
|
26.7926266562821
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
1706
|
26.7551465412427
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
4816
|
26.87
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
680
|
26.70744756
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
1044
|
26.80836244
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
4298
|
26.72141407
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
2984
|
26.7480601
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
3005
|
26.7673
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
14095
|
26.8689252
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
5462
|
26.69825156
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
9109
|
26.814992
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
1683
|
26.86976939
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
37862
|
26.8562594420889
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
1541
|
26.7622939677223
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
87
|
26.88
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
539
|
26.672579
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
132
|
26.86840909
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
574
|
26.86891986
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
39
|
26.75
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Long
|
4
|
26.76
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
132
|
26.55
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
132
|
26.825
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
88
|
26.75
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
88
|
26.76
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
329
|
26.66
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.575
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.58
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
16251
|
26.87
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1031
|
26.7662221157226
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
5908
|
26.7136932950897
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
15399
|
26.84264722
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
17372
|
26.83035088
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
84561
|
26.665
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1400
|
26.6261461562
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
200
|
26.8
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1381
|
26.745
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
6967
|
26.747942
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
29511
|
26.7282500050002
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
780
|
26.5942532037436
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.6
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.69
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.725
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.765
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.78
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.79
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.805
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.82
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.85
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.89
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
44
|
26.895
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
43
|
26.835
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1605
|
26.8138411247913
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1389
|
26.8102623844564
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
751
|
26.7893774955659
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
227
|
26.82129956
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
2063
|
26.86800533
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
5241
|
26.83783349
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
4110
|
26.83157454
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
2117
|
26.83157455
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1648
|
26.83730911
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
8253
|
26.83823605
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
14095
|
26.72940966
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
2959
|
26.72940971
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
1082
|
26.771074
GBP
|
|
USD
0.54945 ordinary
|
CFD
|
Short
|
24
|
26.7625
GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
|
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
USD
0.54945 ordinary
|
Put
|
Selling
|
84436
|
27.93
GBP
|
European
|
18
December 2026
|
0.0
GBP
|
|
USD
0.54945 ordinary
|
Call
|
Purchasing
|
84436
|
27.93
GBP
|
European
|
18
December 2026
|
0.0
GBP
|
(ii)
Exercise
|
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
|
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
|
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none
"
|
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
|
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
|
None
|
Date of disclosure:
|
22 May 2024
|
Contact name:
|
Richard
Howard
|
Telephone number:
|
+44 (0)207 568
9128
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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