Morgan Stanley Securities Limited Form 8.5 (EPT/RI) - Friends Life Group Limited (1196D)
January 26 2015 - 5:29AM
UK Regulatory
TIDMAV. TIDMFLG
RNS Number : 1196D
Morgan Stanley Securities Limited
26 January 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Friends Life Group Limited
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is Aviva Plc
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 23 JANUARY 2015
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
Ordinary PURCHASES 556,102 4.1330 GBP 4.0470 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
Ordinary SALES 628,687 4.1360 GBP 4.0460 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 344 4.0695 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 488 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 31,602 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 23,041 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 23,054 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 28,911 4.0716 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 19,847 4.0863 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 50,000 4.0973 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 19,124 4.1007 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD LONG 2,862 4.1137 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 9,740 4.0554 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 70 4.0680 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 9,045 4.0699 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 126 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 13 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 23,041 4.0700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 28,253 4.0702 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 2,648 4.0750 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 30,000 4.0773 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 28,913 4.0778 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 4,183 4.0803 GBP
------------------ -------------------- ------------------------ -------------------- -----------
Ordinary CFD SHORT 3,156 4.0803 GBP
------------------ -------------------- ------------------------ -------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 26 JANUARY 2015
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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