General Electric Company Director/PDMR Shareholding (0387X)
November 21 2017 - 1:00AM
UK Regulatory
TIDMGEC
RNS Number : 0387X
General Electric Company
20 November 2017
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
[ ] Check Washington, D.C. 20549 3235-0287
this box if Estimated
no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP average burden
subject to OF SECURITIES hours per
Section 16. response...
Form 4 or 0.5
Form 5 obligations
may continue.
See Instruction
1(b).
-------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section
30(h) of the Investment Company Act of
1940
1. Name and Address 2. Issuer Name and 5. Relationship of
of Reporting Person Ticker or Trading Symbol Reporting Person(s)
(*) to Issuer (Check all
GENERAL ELECTRIC CO applicable)
DSOUZA FRANCISCO [ GE ]
__ X __ Director _____
10% Owner
_____ Officer (give
title below) _____
Other (specify below)
-------------------------------------------------------------- --------------------------------------------------- --------------------------------------------------------------
(Last) (First) (Middle) 3. Date of Earliest
Transaction (MM/DD/YYYY)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET 11/20/2017
-------------------------------------------------------------- ---------------------------------------------------
(Street) 4. If Amendment, Date 6. Individual or Joint/Group
Original Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 _ X _ Form filed by
One Reporting Person
(City) (State) (Zip) ___ Form filed by
More than One Reporting
Person
-------------------------------------------------------------- --------------------------------------------------- --------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
1.Title of 2. Trans. 2A. 3. 4. Securities 5. Amount 6. Ownership 7. Nature
Security Date Deemed Trans. Acquired of Securities Form: Direct of Indirect
(Instr. 3) Execution Code (A) or Beneficially (D) or Indirect Beneficial
Date, (Instr. Disposed Owned Following (I) (Instr. Ownership
if any 8) of (D) Reported 4) (Instr.
(Instr. Transaction(s) 4)
3, 4 and (Instr.
5) 3 and 4)
----------------------- ------------ ------------------------ --------------- ------------------------- ---------------- -------------------------- ------------------------
(A)
or
Code V Amount (D) Price
------- ------ ------- ---- ----------
Common Stock 11/20/2017 P 55000 A $17.94 91500 D
----------------------- ------------ ------------------------ ------- ------ ------- ---- ---------- ---------------- -------------------------- ------------------------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title 2. 3. 3A. 4. 5. Number 6. Date Exercisable 7. Title 8. Price 9. Number 10. 11.
of Conversion Trans. Deemed Trans. of Derivative and Expiration and Amount of of derivative Ownership Nature
Derivate or Date Execution Code Securities Date of Securities Derivative Securities Form of Indirect
Security Exercise Date, (Instr. Acquired Underlying Security Beneficially of Beneficial
(Instr. Price if any 8) (A) Derivative (Instr. Owned Derivative Ownership
3) of or Disposed Security 5) Following Security: (Instr.
Derivative of (D) (Instr. Reported Direct 4)
Security (Instr. 3 and Transaction(s) (D)
3, 4 4) (Instr. or
and 4) Indirect
5) (I)
(Instr.
4)
--------- ----------- ------------ ----------- ---------- ----------------- ------------------------- ---------------- ---------- -------------- ---------- ------------
Date Expiration Title Amount
Exercisable Date or
Number
of
Code V (A) (D) Shares
------ -------- ----------------------------- ------------- ---------- ------ --------
Explanation of
Responses:
Reporting Owners
Reporting Owner Name Relationships
/ Address
--------------------- -----------------------------------
Director 10% Owner Officer Other
-------- --------- ------- -----
DSOUZA FRANCISCO X
GENERAL ELECTRIC
COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
--------------------- -------- --------- ------- -----
Signatures
Brian Sandstrom on behalf 11/20/2017
of Francisco D'Souza
------------------------- ----------
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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