Grafenia plc Holding(s) in Company (2323N)
May 04 2018 - 10:25AM
UK Regulatory
TIDMGRA
RNS Number : 2323N
Grafenia plc
04 May 2018
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer Grafenia PLC
or the underlying issuer LEI: 213800OKTI2518K5KM22
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name
Frank Fischer, Julia Fischer
City and country of registered Hofheim, Germany
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name Value Focus Beteiligungs
GmbH
------------------------------------------------- -------------------------------------------------
City and country of registered Hofheim, Germany
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 03/05/2018
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 03/05/2018
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 20.6120% Nil 20.6120% 76,816,166
---------------------- ------------------------- ---------------- ---------------- -------------
Position Nil Nil Nil
of previous
notification
(if
applicable)
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
-----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------- --------------------- -------------- ------------------------------ --------------
Ordinary
shares of
1 penny
ISIN: GB0009638130 15,833,333 20.6120%
----------------------- --------------------- -------------- ------------------------------ --------------
SUBTOTAL
8. A 15,833,333 20.6120%
----------------------- ------------------------------------- ----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
----------------------- --------------------- -------------- ------------------------------ --------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
---------------------- ---------------------- -------------- ----------------- ----------- --------------
SUBTOTAL
8.B.2
----------------- ----------- --------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is X
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
------------- ------------------ ------------------------- -----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
--------------------------------- --------------------------------------------------
The number and % of voting
rights held
--------------------------------- --------------------------------------------------
The date until which the
voting rights will be held
--------------------------------- --------------------------------------------------
11. Additional information(xvi)
-------------------------------------------------------------------------------------
Value Focus Beteiligungs GmbH is controlled as to 50%
by Frank Fischer and 50% by Julia Fischer
-------------------------------------------------------------------------------------
Place of completion Hofheim, Germany
-------------------- -----------------
Date of completion 03/05/2018
-------------------- -----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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