Herencia Resources PLC Notification of Major Interest in Shares (6245I)
June 20 2017 - 7:55AM
UK Regulatory
TIDMHER
RNS Number : 6245I
Herencia Resources PLC
20 June 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- --------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
-------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------------------
Other (please Dilution from further issuance of x
specify): shares
--------------------------------------------------------- --------------------------------------
3. Full name of person(s) The Australian Special Opportunity
subject to the Fund LP
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) Jefferies & Company as custodian
(if different from 3.):(iv) for The Australian Special
Opportunity Fund LP
----------------------------------------------------------- ----------------------------------------
5. Date of the transaction May 17, 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------------
6. Date on which issuer June 19, 2017
notified:
----------------------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are 19.81% to 12.87%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- ---------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- ---------------- ---------------- -------------- --------------------------- ------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- -------------- ----------- ----------- -----------
GB00B069DV22 920,703,558 920,703,558 920,703,558 920,703,558 -- 12.87% --
---------------- ---------------- -------------- -------------- ----------- ----------- -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ---------------- ------------------------------ --------------------------- ----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights (xix,
instrument (xvii) period rights xx)
(xviii) instrument
refers to
--------------- ---------------- -------------- -------------- ---------------- -----------------------------------
Nominal Delta
--------------- ---------------- -------------- -------------- ---------------- ------------- --------------------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -------------------------------------------------------------------
920,703,558 12.87%
--------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------
Lind partners, LLC, which is controlled by Mr Jeff Easton,
is the manager of the Australian Special Opportunity
Fund, LP.
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- ------------------
11. Number of voting rights proxy
holder will cease
to hold:
-------------------------------------------------------------- ------------------
12. Date on which proxy holder will
cease to hold
voting rights:
-------------------------------------------------------------- ------------------
13. Additional information:
-------------------------------------------------------------- ------------------
14. Contact name: Jeff Easton
-------------------------------------------------------------- ------------------
15. Contact telephone number: +1 (646) 701-7421
-------------------------------------------------------------- ------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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