Hargreaves Lansdown PLC Holding(s) in Company (0836R)
December 06 2016 - 4:01AM
UK Regulatory
TIDMHL.
RNS Number : 0836R
Hargreaves Lansdown PLC
06 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or HARGREAVES LANSDOWN PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -----------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Y
---------------------------------------------------------------------------------------------- ------
An acquisition or disposal of qualifying financial N
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------------------------------------- ------
An acquisition or disposal of instruments with N
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------------------------------------- ------
An event changing the breakdown of voting rights Y
---------------------------------------------------------------------------------------------- ------
Other (please Regulatory N
specify):
---------------------------------------------------------- ---------------------------------- ------
3. Full name of person(s) LINDSELL TRAIN LIMITED ( discretionary
subject to the clients)
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------------
4. Full name of shareholder(s) The BNY (OCS) Nominees
(if different from 3.):(iv) BNP Paribas
NT Nominees
State Street Nominees
----------------------------------------------------------- -----------------------------------------
5. Date of the transaction 24(th) November 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------------
6. Date on which issuer 05(th) December 2016
notified:
----------------------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5.01%
----------------------------------------------------------- -----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- --------------- --------------- ------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------- ----------- ------------ -----------
Hargreaves
Lansdown
plc Below Below
GB00B1VZ0M25 5% 5% 23,750,918 23,750,918 - 5.01% -
--------------- --------------- ------------- ------------- ----------- ------------ -----------
Aggregate
holdings
from
discretionary
clients
accounts
-------------- ----------- ----------- ----------- ----------- ----------- -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ---------------------------- ---------------------
N/A N/A N/A N/A N/A
------------------ ------------- ------------------------------ ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- --------------- ---------------------------- -----------------------
Na Na Na Na Na Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ ---------
Na Na
-------------- ----------- ----------- ----------- ----------- ----------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
23,750,918 5.01%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
N/A
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder: na
--------------------------------------------------------- -----------------
11. Number of voting rights proxy na
holder will cease to hold:
--------------------------------------------------------- -----------------
12. Date on which proxy holder will na
cease to hold voting rights:
--------------------------------------------------------- -----------------
13. Additional information: na
--------------------------------------------------------- -----------------
14. Contact name: Lauren Jorgensen
--------------------------------------------------------- -----------------
15. Contact telephone number: 020 7808 1210
--------------------------------------------------------- -----------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-------------------------------------------------------------------------
Full name Lindsell Train Limited
(including legal form of
legal entities)
------------------------------------ -----------------------------------
Contact address 5(th) Floor, 66 Buckingham
(registered office for legal Gate, London
entities) SW1E 6AU
------------------------------------ -----------------------------------
Phone number & email lauren.jorgensen@lindselltrain.com
020 7808 1210
------------------------------------ -----------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ -----------------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------------
Full name Same as above
------------------------------------ -----------------------------------
Contact address Same as above
------------------------------------ -----------------------------------
Phone number & email Same as above
------------------------------------ -----------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ -----------------------------------
C: Additional information
-------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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