JPMorgan Securities Plc Form 8.5 (EPT/RI)- NEX Group plc (3342X)
August 09 2018 - 3:57AM
UK Regulatory
TIDMNXG
RNS Number : 3342X
JPMorgan Securities Plc
09 August 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form NEX Group plc
relates:
Use a separate form for each offeror/offeree
------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Financial Advisor to CME Group Inc.
connected:
------------------------------------
(d) Date dealing undertaken: 08 August 2018
------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, CME Group Inc.
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received (GBP) paid/received
(GBP)
Ordinary Shares Purchases 290,882 10.2000 10.0900
Sales 232,480 10.1900 10.0800
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
Ordinary Shares Equity Swaps Long 74,785 10.0926
75,380 10.1024
7,214 10.1113
516 10.1138
2,295 10.1146
736 10.1199
2,107 10.1248
90,943 10.1275
1,224 10.1294
7,307 10.1314
10,383 10.1386
5,114 10.1394
300 10.1400
493 10.1592
3,633 10.1595
2,663 10.1600
Short 100,000 10.1021
250,000 10.1171
1,150 10.1179
21,306 10.1331
1,373 10.1437
958 10.1453
8,101 10.1471
1,100 10.1515
7 10.1600
1,308 10.1601
6,315 10.1605
4,532 10.1653
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 09 August 2018
Contact name: Alwyn Basch
---------------
Telephone number: 020 7742 7407
---------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERUGUCARUPRURB
(END) Dow Jones Newswires
August 09, 2018 04:57 ET (08:57 GMT)
Nex Group (LSE:NXG)
Historical Stock Chart
From Jun 2024 to Jul 2024
Nex Group (LSE:NXG)
Historical Stock Chart
From Jul 2023 to Jul 2024