Peel Hunt Limited Holding(s) in Company (6438U)
August 02 2022 - 6:09AM
UK Regulatory
TIDMPEEL
RNS Number : 6438U
Peel Hunt Limited
02 August 2022
02 August 2022
Peel Hunt Limited
("Peel Hunt" or the "Company")
TR-1: Notification of major holdings
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the PEEL HUNT LIMITED
underlying issuer of existing shares
to which voting rights are attached LEI 549300LZ19UIGSNC8I92
(ii) :
----------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify) (iii) :
------------------
3. Details of person subject to the notification obligation (iv)
Name Gresham House Asset Management Ltd
City and country of registered office London, UK
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name LF Gresham House UK Smaller companies
LF Gresham House UK Multi Cap Income
Fund
----------------------------------------------------------
City and country of registered office London, UK
(if applicable)
----------------------------------------------------------
5. Date on which the threshold was 26/07/2022
crossed or reached (vi) :
----------------------------------------------------------
6. Date on which issuer notified 01/08/2022
(DD/MM/YYYY):
----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------------ ------------------- ----------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 5.52% 5.52% 6,779,139
------------------------ ------------------- ----------------- ------------------
Position of
previous notification
(if
applicable)
------------------------ ------------------- ----------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of (ix)
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------
GG00BLGZJW08 6,779,139 5.52%
------------------ ------------------ -------------------------------- --------------
SUBTOTAL 8.
A 6,779,139 5.52%
-------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
------------------ ------------------ -------------------------------- --------------
SUBTOTAL 8. B
1
------------------ -------------------------------- --------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical Number of % of voting
financial date (x) Conversion or cash voting rights rights
instrument Period (xi) Settlement
(xii)
------------------- ------------------ ------------ ------------------
SUBTOTAL
8.B.2
------------ ------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights x
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------ --------------------------------- ----------------------
LF Gresham House Below 3% Below 3%
UK Smaller companies
------------------------ --------------------------------- ----------------------
LF Gresham House
UK Multi Cap Income
Fund 4.70% 4.70%
------------------------ --------------------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder Gresham House Asset Management Ltd
---------------------------------------------------------
The number and % of voting rights N/A
held
---------------------------------------------------------
The date until which the voting rights N/A
will be held
---------------------------------------------------------
11. Additional information (xvi)
Place of completion Gresham House Asset Management Ltd
Date of completion 01/08/2022
-----------------------------------
For further information, please contact:
Peel Hunt via Engine MHP +44 (0)20 3128 8540
Steven Fine, CEO
Sunil Dhall, CFOO
----------------------
Engine MHP (Financial PR) +44 (0)20 3128 8540
peelhunt@mhpc.com
----------------------
Andrew Jaques
----------------------
Charlie Barker
----------------------
Rachel Mann
----------------------
Robert Collett-Creedy
----------------------
Grant Thornton UK LLP (Nominated Adviser) +44 (0)20 7728 2942
----------------------
Colin Aaronson
----------------------
Daphne Zhang
Sam Littler
----------------------
Notes to editors:
Peel Hunt is a leading specialist in UK Investment Banking,
ranked number one broker for UK mid- and small-cap companies in
Institutional Investor's 2021 Survey. Our purpose is to nurture and
guide people through the evolution of business. We achieve this
through a proven, joined-up approach that consistently delivers
value to UK corporates, global institutions and trading
counterparties alike.
We have 165 corporate clients (including 34 in the FTSE 350),
with an average market capitalisation of approximately GBP630m. Our
award-winning research is distributed to over 1,235 institutions
across the UK, Europe and US. Our trading platform makes markets in
over 10,000 instruments on over 45 markets and is an increasingly
important provider of trade execution services to UK retail
platforms and brokers.
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