Provident Financial PLC Holding(s) in Company (0949W)
November 09 2017 - 9:56AM
UK Regulatory
TIDMPFG
RNS Number : 0949W
Provident Financial PLC
09 November 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
------------------------------------------------------------------------------------------------------
1a. Identity of the issuer Provident Financial PLC
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- ---------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
------------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- ---------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- ---------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- ---------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- ---------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- ---------------
3. Details of person subject to the notification obligation(iv)
Name Woodford Investment Management
Ltd
City and country of registered 9400 Garsington Road, Oxford,
office (if applicable) OX4 2HN
4. Full name of shareholder(s) (if different from 3.)(v)
------------------------------------------------------------------------------------------------------
Name Clients of Woodford
------------------------------------------------- ---------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- ---------------------------------------------------
5. Date on which the threshold 08/11/2017
was crossed or reached(vi)
:
------------------------------------------------- ---------------------------------------------------
6. Date on which issuer notified 09/11/2017
(DD/MM/YYYY):
------------------------------------------------- ---------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
------------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- ---------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 21.01% 21.01% 148,228,603.00
---------------------- ------------------------- ---------------- ---------------- ---------------
Position
of previous
notification
(if
applicable) 20.09% 20.09%
---------------------- ------------------------- ---------------- ---------------- ---------------
8. Notified details of the resulting situation
on the date on which the threshold was crossed
or reached(viii)
--------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------
Class/type Number of voting % of voting rights
of rights(ix)
shares
ISIN code
(if possible)
---------------- ------------------------------ ------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------- -------------- -------------- -------------- --------------
GB00B1Z4ST84 31,149,354 21.01%
---------------- -------------- -------------- -------------- --------------
SUBTOTAL
8. A 31,149,354 21.01%
---------------- ------------------------------ ------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
-----------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
------------------ ----------- ------------ ---------------------- ------------
SUBTOTAL 8.
B 1
------------ ---------------------- ------------
B 2: Financial Instruments with similar economic
effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
-------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
------------ ----------- ------------ ----------------- ----------- ------------
SUBTOTAL
8.B.2
----------------- ----------- ------------
9. Information in relation to the person subject
to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling natural
person or legal entity(xiv) (please add additional
rows as necessary)
---------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
--------------------- ---------------- ----------------------- ---------------------
Woodford Investment
Management Ltd 21.01 0.00 21.01
--------------------- ---------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
---------------------------------------------------------------------------------------
Name of the proxy holder
--------------------------------------- ----------------------------------------------
The number and % of voting
rights held
--------------------------------------- ----------------------------------------------
The date until which the
voting rights will be held
--------------------------------------- ----------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------------------------------------
Place of completion 9400 Garsington Road, Oxford, OX4 2HN
-------------------- --------------------------------------
Date of completion 08/11/2017
-------------------- --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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