SARS Sarossa

TIDMSARS

RNS Number : 9102Q

Sarossa PLC

05 September 2014

 
 For filings with the FCA include 
  the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
 
 
 
 1. Identity of the issuer or the underlying                                         Sarossa Plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
----------------------------------------------------  ------------------------------------------ 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                                x 
--------------------------------------------------------------------------------------  -------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
--------------------------------------------------------------------------------------  -------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
--------------------------------------------------------------------------------------  -------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------  -------- 
 Other (please 
  specify): 
------------------  ------------------------------------------------------------------  -------- 
 3. Full name of person(s) subject                 Richard Griffiths and controlled undertakings 
  to the 
  notification obligation: (iii) 
------------------------------------------  ---------------------------------------------------- 
 4. Full name of shareholder(s)                                                Richard Griffiths 
  (if different from 3.):(iv) 
------------------------------------------  ---------------------------------------------------- 
 5. Date of the transaction and date                                              26 August 2014 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  ---------------------------------------------------- 
 6. Date on which issuer notified:                                              4 September 2014 
------------------------------------------  ---------------------------------------------------- 
 7. Threshold(s) that is/are crossed                                                 26% and 27% 
  or 
  reached: (vi, vii) 
------------------------------------------  ---------------------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                    Resulting situation after the triggering 
 of               to the triggering                     transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  ------------------------------------  ----------------------------------------------------------------------- 
                 Number            Number              Number          Number of voting           % of voting rights 
                  of                of                  of shares       rights                     (x) 
                  Shares            Voting 
                                    Rights 
--------------  ----------------  ------------------  --------------  -------------------------  ---------------------------- 
                                                       Direct          Direct          Indirect   Direct          Indirect 
                                                                        (xi)            (xii) 
--------------    -----  -------  ------  -----  ---  --------------  --------------  ---------  --------------  ------------ 
 
  Ordinary 1p 
  JE00BKWBZV64   164,177,303       164,177,303         174,362,549     174,362,549                27.27% 
                ----------------  ------------------  --------------  --------------  ---------  --------------  ------------ 
 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of financial        Expiration       Exercise/                         Number of voting                % of voting 
  instrument               date (xiii)      Conversion Period                 rights that may                 rights 
                                            (xiv)                             be 
                                                                              acquired if the 
                                                                              instrument is 
                                                                              exercised/ converted. 
-----------------------  ---------------  --------------------------------  ------------------------------  ----------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise        Expiration     Exercise/            Number of voting                % of voting rights 
 financial          price           date (xvii)    Conversion           rights instrument               (xix, xx) 
 instrument                                        period               refers to 
                                                   (xviii) 
----------------  --------------  -------------  -------------------  ------------------------------  ----------------------- 
                                                                                                       Nominal       Delta 
----------------  --------------  -------------  -------------------  ------------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                             Percentage of voting rights 
------------------------------------------------------------------  --------------------------------------------------------- 
 174,362,549                                                         27.27% 
------------------------------------------------------------------  --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
   Blake Holdings Limited    167,888,565 
    Oak Trust Limited          4,933,438 
    Richard Griffiths 
     direct holdings           1,540,546 
    Total                     174,362,549 
                             ------------ 
 
 
 
   The above undertakings are all controlled by Richard Griffiths 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                              Christopher Hill 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                       01534719761 
----------------------------------------  -------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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