ScotGems Plc Holding(s) in Company
April 15 2021 - 7:38AM
UK Regulatory
TIDMSGEM
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
gb00byt25542
Issuer Name
SCOTGEMS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
1607 Capital Partners, LLC
City of registered office (if applicable)
Richmond
Country of registered office (if applicable)
United States
4. Details of the shareholder
Is the shareholder the same as the person subject to the notification
obligation, above?
No
NAME CITY OF REGISTERED COUNTRY OF REGISTERED
OFFICE OFFICE
The Northern Trust Chicago United States
Company
Bank of New York Mellon New York United States
5. Date on which the threshold was crossed or reached
13-Apr-2021
6. Date on which Issuer notified
15-Apr-2021
7. Total positions of person(s) subject to the notification obligation
. % of voting % of voting rights Total of Total number
rights through financial both in % of voting
attached to instruments (total (8.A + rights held
shares (total of 8.B 1 + 8.B 2) 8.B) in issuer
of 8.A)
Resulting situation 12.760000 0.000000 12.760000 6831027
on the date on which
threshold was
crossed or reached
Position of previous 13.110000 0.000000 13.110000
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
CLASS/TYPE OF NUMBER OF NUMBER OF % OF DIRECT % OF INDIRECT
SHARES ISIN DIRECT VOTING INDIRECT VOTING VOTING RIGHTS VOTING RIGHTS
CODE(IF RIGHTS (DTR5.1) RIGHTS (DTR5.1) (DTR5.2.1)
POSSIBLE) (DTR5.2.1)
gb00byt25542 0 6831027 0.000000 12.760000
Sub Total 8.A 6831027 12.760000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
TYPE OF EXPIRATION EXERCISE/ NUMBER OF VOTING RIGHTS THAT MAY % OF
FINANCIAL DATE CONVERSION BE ACQUIRED IF THE INSTRUMENT IS VOTING
INSTRUMENT PERIOD EXERCISED/CONVERTED RIGHTS
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
TYPE OF EXPIRATION EXERCISE/ PHYSICAL OR NUMBER OF % OF
FINANCIAL DATE CONVERSION CASH SETTLEMENT VOTING RIGHTS VOTING
INSTRUMENT PERIOD RIGHTS
Sub Total
8.B2
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuer.
Ultimate Name of % of voting % of voting rights Total of both
Controlling controlled rights if it through financial if it equals
Person undertaking equals or is instruments if it or is higher
higher than equals or is higher than the
the notifiable than the notifiable notifiable
threshold threshold threshold
10. In case of proxy voting
Is there proxy voting?
No
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Bryan Huntley, CCO
804-525-1741
12. Date of Completion
13. Place Of Completion
Richmond, VA
END
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