Barclays PLC Form 8.5 (EPT/NON-RI) Secure Income REIT plc (7808L)
May 17 2022 - 12:39PM
UK Regulatory
TIDMBARC TIDMSIR
RNS Number : 7808L
Barclays PLC
17 May 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
Name of offeror/offeree in relation SECURE INCOME REIT PLC
(b) to whose
relevant securities this form relates:
Name of the party to the offer with LXi REIT plc
(c) which exempt
principal trader is connected
Date position held/dealing undertaken: 16 May 2022
(d)
In addition to the company in 1(b) YES:
(e) above, is the exempt principal
trader making disclosures in respect LXI REIT PLC
of any other party to the offer?
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 903,310 0.28% 75,981 0.02%
(2) Cash-settled derivatives:
383,827 0.12% 891,227 0.28%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,287,137 0.40% 967,208 0.30%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
10p ordinary Purchase 135,703 4.7000 GBP 4.6734 GBP
10p ordinary Sale 134,576 4.7123 GBP 4.677 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
10p ordinary SWAP Decreasing 212 4.6300 GBP
Long
10p ordinary SWAP Decreasing 13,765 4.6838 GBP
Long
10p ordinary SWAP Decreasing 5,331 4.7100 GBP
Short
10p ordinary CFD Decreasing 6,121 4.7037 GBP
Short
10p ordinary CFD Decreasing 10,923 4.6729 GBP
Short
10p ordinary CFD Decreasing 13,210 4.6943 GBP
Short
10p ordinary CFD Decreasing 15,000 4.6921 GBP
Short
10p ordinary SWAP Increasing 111 4.6950 GBP
Short
10p ordinary SWAP Increasing 125 4.6900 GBP
Short
10p ordinary SWAP Increasing 157 4.7100 GBP
Short
10p ordinary SWAP Increasing 212 4.6986 GBP
Short
10p ordinary SWAP Increasing 270 4.6991 GBP
Short
10p ordinary SWAP Increasing 3,195 4.6864 GBP
Short
10p ordinary SWAP Increasing 5,900 4.6734 GBP
Short
10p ordinary SWAP Increasing 799 4.6107 GBP
Long
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
Date of disclosure: 17 May 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS
TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES
positions/dealings LTD
are being disclosed:
Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
relevant securities this from
relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
16 Jun
10p ordinary Call Options Purchased 75,000 4.2516 European 2022
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
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