ValiRx PLC Holding(s) in Company (4973M)
October 13 2016 - 10:20AM
UK Regulatory
TIDMVAL
RNS Number : 4973M
ValiRx PLC
13 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or ValiRx PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ --------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ --------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ --------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ --------------------------------
Other (please
specify):
---------------------------------------------------------- --------------------------------
3. Full name of person(s) (1) Yorkville Advisors Global,
subject to the LLC
notification obligation: (2) Yorkville Advisors Global,
(iii) LP
(3) YA II PN, Ltd.
----------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s) Jarvis Investment Management
(if different from 3.):(iv) Ltd
(Registered Holder)
----------------------------------------------------------- ---------------------------------
5. Date of the transaction October 05, 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------
6. Date on which issuer October 13, 2016
notified:
----------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 11.00 %
----------------------------------------------------------- ---------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
----------------------- ------------------------------------------------ ----------------------------------------------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
----------------------- ------------------------ ---------------------- ---------------------- ------------------------------------------ --------------------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----------------------- -------------------- ------------------ ---------------------- -------------------- -------------------- -------------------- ----------------------
Ordinary
Shares 2,679,526 2,679,526 9,254,780 9,254,780 11.12%
------------------------ ---------------------- ---------------------- -------------------- -------------------- -------------------- ----------------------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------------------- ---------------------- ---------------------------------------------- -------------------------------------------- ----------------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
------------------------- ---------------------- -------------------- ------------------------ -------------------------------------------- ------------------------------------------
Nominal Delta
------------------------- ---------------------- -------------------- ------------------------ -------------------------------------------- -------------------- --------------------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------
9,254,780 11.12%
--------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------
Yorkville Advisors Global, LLC is the general partner,
and controlling person, of Yorkville Advisors Global,
LP, which is the investment manager of YA II PN, Ltd.
(which entity was formerly known as YA Global Master
SPV, Ltd.)
Proxy Voting:
---------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- -----------------
11. Number of voting rights proxy
holder will cease to hold:
-------------------------------------------------------------- -----------------
12. Date on which proxy holder will
cease to hold voting rights:
-------------------------------------------------------------- -----------------
13. Additional information:
------------------------------------------------------------ -------------------
14. Contact name: Troy Rillo
------------------------------------------------------------ -------------------
15. Contact telephone number: 001.908.906.5127
------------------------------------------------------------ -------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLUOAVRNVARAAA
(END) Dow Jones Newswires
October 13, 2016 11:20 ET (15:20 GMT)
Valirx (LSE:VAL)
Historical Stock Chart
From Apr 2024 to May 2024
Valirx (LSE:VAL)
Historical Stock Chart
From May 2023 to May 2024
