Current Report Filing (8-k)
August 21 2018 - 5:05AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): August
21, 2018
ECO-STIM
ENERGY SOLUTIONS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
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36909
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20-8203420
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(State
or other jurisdiction of incorporation or organization)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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2930
W. Sam Houston Pkwy N., Suite 275
Houston,
TX
(Address of principal executive offices)
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77043
(Zip Code)
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281-531-7200
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01 Regulation FD Disclosure.
J.
Chris Boswell, the President and Chief Executive Officer of Eco-Stim Energy Solutions, Inc. (the “Company”), intends
to attend and present at Enercom’s “The Oil & Gas Conference” to be held on August 19
th
through
August 23
rd
, 2018 in Denver, Colorado. The Company’s corporate presentation is scheduled for 3:35 p.m. MT on
Tuesday, August 21, 2018. The corporate presentation will be webcast and available on the Company’s web site. The slide
presentation to be used by Mr. Boswell at the conference is furnished as Exhibit 99.1 hereto.
The
information furnished in this Item 7.01, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor
shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, regardless
of any general incorporation language in such filing, except as shall be expressly set forth by specific reference in such filing.
The
foregoing contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The
words “believe,” “expect,” “anticipate,” “plan,” “intend,” “foresee,”
“should,” “would,” “will,” “could” or other similar expressions are intended to
identify forward-looking statements, which are generally not historical in nature. All statements, other than statements of historical
facts, that address activities, events or developments that the Company expects, believes or anticipates will or may occur in
the future are forward-looking statements. These statements are based on certain assumptions made by the Company based on management’s
experience, expectations and perception of historical trends, current conditions, anticipated future developments and other factors
believed to be appropriate.
Forward-looking
statements are not guarantees of performance. Although the Company believes the expectations reflected in its forward-looking
statements are reasonable and are based on reasonable assumptions at the time the statements are made, no assurance can be given
that these assumptions are accurate or that any of these expectations will be achieved (in full or at all) or will prove to have
been correct. For additional information regarding known material factors that could cause the Company’s actual results
to differ from its projected results, please see the Company’s filings with the SEC, including its Annual Report on Form
10-K for the fiscal year ended December 31, 2017 and its Quarterly Reports on Form 10-Q for the quarterly periods ended March
31, 2018 and June 30, 2018.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ECO-STIM
ENERGY SOLUTIONS, INC.
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By:
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/s/
Jon Christopher Boswell
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Jon
Christopher Boswell
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President
and Chief Executive Officer
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Date:
August 21, 2018
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