Naic Growth Fund Inc-EDGAR generated form type for late filing of 12b-25 of inability to file all/part of Form N-SAR (NTFNSAR)
March 25 2008 - 4:26PM
Edgar (US Regulatory)
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OMB APPROVAL
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OMB Number:
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3235-0058
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Expires
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April 30, 2009
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Estimated average burden
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hours per
response
2.50
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SEC File Number
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811 05807
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CUSIP NUMBER
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628 921 108
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(CHECK ONE):
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/ / Form 10-K
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/ / Form 20-F
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/ / Form 11-K
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/ / Form 10-QSB
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x
Form
N-SAR
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/ / Form N-CSR
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For Period Ended: December 31, 2007
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/ / Transition Report on Form 10-K
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/ / Transition Report on Form 20-F
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/ / Transition Report on Form 11-K
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/ / Transition Report on Form 10-Q
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/ / Transition Report on Form N-SAR
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For the Transition Period Ended:
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READ INSTRUCTION (ON BACK PAGE) BEFORE PREPARING
FORM. PLEASE PRINT OR TYPE.
NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT
THE COMMISSION HAS
VERIFIED ANY INFORMATION CONTAINED
HEREIN.
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If the notification relates to a portion of the filing
checked above, identify the Item(s) to which the notification
relates:
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PART I - REGISTRANT INFORMATION
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NAIC GROWTH FUND, INC.
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Full name of Registrant
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N/A
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Former name if Applicable
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205 E. Wisconsin Avenue, Suite 120
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Address of Principal Executive Office (Street and
Number)
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Milwaukee, Wisconsin 53202
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City, State and Zip Code
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PART
II - RULES 12b-25(b) AND (c)
If the
subject report could not be filed without unreasonable effort or expense and the
registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.
(Check box if appropriate)
x
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(a)
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The reasons described in reasonable detail in Part III of
this form could not be eliminated without unreasonable effort or
expense;
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(b)
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The subject annual report, semi-annual report,
transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or Form
N-CSR, or portion thereof, will be filed on or before the fifteenth calendar
day following the prescribed due date; or the subject quarterly report of
transition report on Form 10-Q, or portion thereof will be filed on or before
the fifth calendar day following the prescribed due date; and
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(c)
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The accountant’s statement or other exhibit required
by Rule 12b-25(c) has been attached if applicable.
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PART III NARRATIVE
State
below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR,
or the transition report or portion thereof, could not be filed within the prescribed
time period.
The
N-SAR is in the process of being compiled and filed.
PART
IV OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard
to this notification
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Fred B. Green
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313
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392-1056
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section
13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months or for
such shorter period that the registrant was required to file such
report(s) been filed? If answer is no, identify report(s).
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Yes
x
No
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The Form N-CSR due March 10, 2008 is also being filed
late
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(3)
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Is it anticipated that any significant change in results
of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the
subject report or portion thereof?
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x
Yes
o
No
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If so, attach an explanation of the anticipated change,
both narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be
made.
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The
Fund’s net asset value declined 2.0%, after taking into account the $0.8765 per
share year-end dividend. The Fund’s performance decreased from last year as shown
in the table below because of the percentage of the portfolio in financial companies
and in companies impacted by the decline in the U.S. housing industry:
2
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12-31-07
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12-31-06
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Net
investment income
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$
217,976
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$
232,267
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Net
realized gain
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$2,215,083
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$3,081,779
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Net
change in unrealized appreciation on investments
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(2,963,325)
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$
(100,080)
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Net
increase (decrease) from operations
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$
(530,266)
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$3,213,966
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NAIC GROWTH FUND, INC.
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(Name of Registrant as Specified in
Charter)
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has
caused this notification to be signed on its behalf by the undersigned hereunto duly
authorized.
Date
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March 25, 2008
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By
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/s/ David C. Sims
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David C. Sims, Chief Financial Officer
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INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. The name and title of the
person signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative (other
than an executive officer), evidence of the representative’s authority to sign on
behalf of the registrant shall be filed with the form.
3
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