Kasei Holdings Plc PDMR Announcement and TR-1 Notification
August 10 2023 - 11:38AM
UK Regulatory
TIDMKASH
10 August 2023
KASEI HOLDINGS PLC
("Kasei" or the "Company")
PDMR Announcement and TR-1 Notification
Kasei Holdings PLC (AQSE: KASH) announces that the Company's directors (PDMR)
sold and purchased ordinary shares of £0.01 each in the Company ("Ordinary
Shares") as set out below.
+--------+----------+-----------------+--------+-------+---------+----------+
|Director|Position |Sold or purchased|Ordinary|Share |Resultant|% of total|
| | | |Shares |Price |Holding |voting |
| | | | | | |rights |
+--------+----------+-----------------+--------+-------+---------+----------+
|Jai |Chief |Sold from his |66,833 |£0.06 |1,437,157|4.33% |
|Patel |Investment|dealing account | | | | |
| |Officer | | | | | |
+--------+----------+-----------------+--------+-------+---------+----------+
|Jai |Chief |Purchased in his |66,833 |£0.0605|
|Patel |Investment|Lifetime ISA | | |
| |Officer |account | | |
+--------+----------+-----------------+--------+-------+---------+----------+
|Brendan |Chief |Purchased |200,000 |£0.05 |200,000 |0.60% |
|Kearns |Financial | | | | | |
| |Officer | | | | | |
+--------+----------+-----------------+--------+-------+---------+----------+
|Bryan |Non |Purchased |300,000 |£0.05 |5,018,750|15.10% |
|Coyne |-Executive| | | | | |
| |Director | | | | | |
+--------+----------+-----------------+--------+-------+---------+----------+
The notification below, made in accordance with the requirements of the UK
version of Regulation (EU) No 596/2014 of the European Parliament and of the
Council of 16 April 2014 on market abuse (market abuse regulation) and repealing
Directive 2003/6/EC of the European Parliament and of the Council and Commission
Directives 2003/124/EC, 2003/125/EC and 2004/72/EC, which is part of UK law by
virtue of the European Union (Withdrawal) Act 2018, as amended, provides further
detail.
The directors of Kasei accept responsibility for this announcement.
For further information please contact:
+------------------------+----------------------------+
|Jai Patel |info@kaseiholdings.com |
| | |
|Chief Investment Officer| |
+------------------------+----------------------------+
|First Sentinel |+44 7876 888 011 |
| | |
|Corporate Adviser |brian@first-sentinel.com |
| | |
|Brian Stockbridge |gabrielle@first-sentinel.com|
| | |
|Gabrielle Cordeiro | |
+------------------------+----------------------------+
+----------------------+------------------+-----------------------------------+
| |
| 1. Details of PDMR / |
|person closely |
|associated with them |
|("PCA") |
+----------------------+------------------+-----------------------------------+
|1.1 |Name |Jai Patel |
+----------------------+------------------+-----------------------------------+
|1.2 |Position / status |Chief Investment Officer |
+----------------------+------------------+-----------------------------------+
|1.3 |Initial |Initial notification |
| |notification / | |
| |amendment | |
+----------------------+------------------+-----------------------------------+
| |
| 2. Details of the |
|transaction(s): |
|section to be repeated |
|for (i) each type of |
|instrument; (ii) each |
|type of transaction; |
|(iii) each date; and |
|(iv) each place where |
|transactions have been |
|conducted |
+----------------------+------------------+-----------------------------------+
|2.1 |Issuer |Kasei Holdings Plc |
| | | |
| | |LEI: 984500556C45AE388547 |
+----------------------+------------------+-----------------------------------+
|2.2 |Description of the|66,833 Ordinary shares of £0.01 |
| |financial |each |
| |instrument | |
+----------------------+------------------+-----------------------------------+
|2.3 |ISIN |GB00BN950D98 |
+----------------------+------------------+-----------------------------------+
|2.4 |Nature of the |Purchase of ordinary shares by |
| |transaction |Lifetime ISA accounts from dealing |
| | |account - both held by Jai Patel |
+----------------------+------------------+-----------------------------------+
|2.5 |Price(s) and | |
| |volume(s) |+-----------------+---------+ |
| | ||Price(s) |Volume(s)| |
| | |+-----------------+---------+ |
| | ||£0.06 sold |66,833 | |
| | || | | |
| | ||£0.0605 Purchased| | |
| | |+-----------------+---------+ |
+----------------------+------------------+-----------------------------------+
|2.6 |Aggregated |66,833 shares |
| |information | |
+----------------------+------------------+-----------------------------------+
|2.7 |Aggregated volume |£4,009.98 sold |
| |Price | |
| | |£4,043.40 purchased |
+----------------------+------------------+-----------------------------------+
|2.8 |Date of the |2023-08-10 GMT |
| |transaction | |
+----------------------+------------------+-----------------------------------+
|2.9 |Place of the |Aquis Exchange Growth Market (AQSE)|
| |transaction | |
+----------------------+------------------+-----------------------------------+
+----------------------+------------------+-----------------------------------+
| |
| 1. Details of PDMR / |
|person closely |
|associated with them |
|("PCA") |
+----------------------+------------------+-----------------------------------+
|1.1 |Name |Brendan Kearns |
+----------------------+------------------+-----------------------------------+
|1.2 |Position / status |Chief Financial Officer |
+----------------------+------------------+-----------------------------------+
|1.3 |Initial |Initial notification |
| |notification / | |
| |amendment | |
+----------------------+------------------+-----------------------------------+
| |
| 2. Details of the |
|transaction(s): |
|section to be repeated |
|for (i) each type of |
|instrument; (ii) each |
|type of transaction; |
|(iii) each date; and |
|(iv) each place where |
|transactions have been |
|conducted |
+----------------------+------------------+-----------------------------------+
|2.1 |Issuer |Kasei Holdings Plc |
| | | |
| | |LEI: 984500556C45AE388547 |
+----------------------+------------------+-----------------------------------+
|2.2 |Description of the|200,000 Ordinary Shares of £0.01 |
| |financial |each |
| |instrument | |
+----------------------+------------------+-----------------------------------+
|2.3 |ISIN |GB00BN950D98 |
+----------------------+------------------+-----------------------------------+
|2.4 |Nature of the |Purchase of ordinary shares |
| |transaction | |
+----------------------+------------------+-----------------------------------+
|2.5 |Price(s) and | |
| |volume(s) |+--------+---------+ |
| | ||Price(s)|Volume(s)| |
| | |+--------+---------+ |
| | ||£0.05 |200,000 | |
| | |+--------+---------+ |
+----------------------+------------------+-----------------------------------+
|2.6 |Aggregated |200,000 shares |
| |information | |
+----------------------+------------------+-----------------------------------+
|2.7 |Aggregated volume |£10,000 in total |
| |Price | |
+----------------------+------------------+-----------------------------------+
|2.8 |Date of the |2023-08-10 GMT |
| |transaction | |
+----------------------+------------------+-----------------------------------+
|2.9 |Place of the |Aquis Exchange Growth Market (AQSE)|
| |transaction | |
+----------------------+------------------+-----------------------------------+
+----------------------+------------------+-----------------------------------+
| |
| 1. Details of PDMR / |
|person closely |
|associated with them |
|("PCA") |
+----------------------+------------------+-----------------------------------+
|1.1 |Name |Bryan Coyne |
+----------------------+------------------+-----------------------------------+
|1.2 |Position / status |Non-Executive Director |
+----------------------+------------------+-----------------------------------+
|1.3 |Initial |Initial notification |
| |notification / | |
| |amendment | |
+----------------------+------------------+-----------------------------------+
| |
| 2. Details of the |
|transaction(s): |
|section to be repeated |
|for (i) each type of |
|instrument; (ii) each |
|type of transaction; |
|(iii) each date; and |
|(iv) each place where |
|transactions have been |
|conducted |
+----------------------+------------------+-----------------------------------+
|2.1 |Issuer |Kasei Holdings Plc |
| | | |
| | |LEI: 984500556C45AE388547 |
+----------------------+------------------+-----------------------------------+
|2.2 |Description of the|300,000 Ordinary Shares of £0.01 |
| |financial |each |
| |instrument | |
+----------------------+------------------+-----------------------------------+
|2.3 |ISIN |GB00BN950D98 |
+----------------------+------------------+-----------------------------------+
|2.4 |Nature of the |Purchase of ordinary shares |
| |transaction | |
+----------------------+------------------+-----------------------------------+
|2.5 |Price(s) and | |
| |volume(s) |+--------+---------+ |
| | ||Price(s)|Volume(s)| |
| | |+--------+---------+ |
| | ||£0.05 |300,000 | |
| | |+--------+---------+ |
+----------------------+------------------+-----------------------------------+
|2.6 |Aggregated |300,000 shares |
| |information | |
+----------------------+------------------+-----------------------------------+
|2.7 |Aggregated volume |£15,000 in total |
| |Price | |
+----------------------+------------------+-----------------------------------+
|2.8 |Date of the |2023-08-10 GMT |
| |transaction | |
+----------------------+------------------+-----------------------------------+
|2.9 |Place of the |Aquis Exchange Growth Market (AQSE)|
| |transaction | |
+----------------------+------------------+-----------------------------------+
TR-1: Standard form for notification of major holdings
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) i
1a. Identity of KASEI HOLDINGS PLC
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached
ii:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark with
an
"X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify) iii:
3. Details of
person subject to
the
notification
obligation iv
Name Bryan Coyne
City and country
of registered
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.) v
Name
City and country
of registered
office (if
applicable)
5. Date on which 10 August 2023
the threshold was
crossed or
reached vi:
6. Date on which 10 August 2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number of
attached to through 8.B) voting
shares financial rights
(total instruments held in
of 8. A) (total of issuer
8.B 1 + 8.B (8.A +
2) 8.B) vii
Resulting 15.10% 0 15.10% 5,018,750
situation on the
date on
which threshold
was crossed or
reached
Position of 14.20% 0 14.20%
previous
notification
(if
applicable)
8. Notified
details of the
resulting
situation on
the date on
which the
threshold was
crossed or
reached viii
A: Voting
rights
attached to
shares
Class/type of Number of % of
shares voting voting
rights ix rights
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
Ordinary 5,018,750 15.10%
shares
GB00BN950D98
SUBTOTAL 8. A 5,018,750 15.10%
B 1: Financial
Instruments
according to
DTR5.3.1R (1)
(a)
Type of Expiration Exercise/ Number of %
of
financial date x Conversion voting
voting
instrument Period xi rights
rights
that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL
8. B 1
B 2: Financial
Instruments
with similar
economic
effect
according to
DTR5.3.1R (1)
(b)
Type of Expiration Exercise/ Physical Number of voting %
of
financial date x Conversion or cash rights
voting
instrument Period xi
rights
Settlement
xii
SUBTOTAL
8.B.2
9. Information
in relation to
the person
subject to the
notification
obligation
(please mark
the
applicable box
with an "X")
Person subject X
to the
notification
obligation is
not controlled
by any natural
person or
legal entity
and does not
control any
other
undertaking(s)
holding
directly or
indirectly an
interest in
the
(underlying)
issuer xiii
Full chain of
controlled
undertakings
through which
the voting
rights and/or
the
financial
instruments
are
effectively
held starting
with the
ultimate
controlling
natural person
or legal
entity (please
add additional
rows as
necessary) xiv
Name xv % of voting rights if it equals or is % of voting Total of both
higher than the notifiable threshold rights if it equals or
through is higher than
financial the notifiable
instruments threshold
if it
equals or
is higher
than the
notifiable
threshold
10. In case of
proxy voting,
please
identify:
Name of the
proxy holder
The number and
% of voting
rights held
The date until
which the
voting rights
will be held
11. Additional
information
xvi
+-------------------+--------------+
|Place of completion|UK |
+-------------------+--------------+
|Date of completion |10 August 2023|
+-------------------+--------------+
This information was brought to you by Cision http://news.cision.com
https://news.cision.com/kasei-holdings-plc/r/pdmr-announcement-and-tr-1-notification,c3816179
END
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