over 0 shares, but shared voting power over 1,818,826 shares and shared dispositive power over 1,820,226 shares; and David E. Shaw reported that as of December 31, 2021, he had sole voting power and sole dispositive power over 0 shares, but shared voting power over 1,818,826 shares and shared dispositive power over 1,820,226 shares. Based on this Schedule 13G, the business address for each such reporting is 1166 Avenue of the Americas, 9th Floor, New York, New York, 10036. The Schedule 13G reported that David E. Shaw is the president and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P., which in turn is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. and D. E. Shaw Oculus Portfolios, L.L.C. and the managing member of D. E. Shaw Investment Management, L.L.C. and D. E. Shaw Adviser, L.L.C., which in turn is the investment adviser of D. E. Shaw Asymptote Portfolios, L.L.C., and that, by virtue of these positions, David E. Shaw may be deemed to be the beneficial owner of the shares reported in this Schedule 13G.
(3)
Includes (i) 165,348 shares of common stock issuable upon the exercise of stock options within 60 days of April 8, 2022; (ii) 325,782 shares of common stock; and (iii) 35,915 RSUs which vest within 60 days of April 8, 2022. Dr. Lin is our President, Chief Executive Officer and Chairman of the Board. Excludes 297,205 shares previously reported as beneficially owned by Dr. Lin that were transferred to his former spouse pursuant to their divorce order.
(4)
Includes (i) 96,870 shares of common stock and (ii) 3,635 RSUs which vest within 60 days of April 8, 2022. Mr. Lin is a member of our Board.
(5)
Includes (i) 101,700 shares of common stock and (ii) 3,635 RSUs which vest within 60 days of April 8, 2022. Mr. Yeh is a member of our Board.
(6)
Includes (i) 73,775 shares of common stock and (ii) 3,635 RSUs which vest within 60 days of April 8, 2022 and (iii) 8,162 shares of common stock held of record by Heather B. Black Revocable Trust, which Heather Black is trustee and has the sole voting and dispositive power over such shares. Ms. Black is Mr. Black’s spouse. Mr. Black is a member of our Board.
(7)
Includes (i) 10,903 shares of common stock and (ii) 3,635 RSUs which vest within 60 days of April 8, 2022 and (iii) 2,380 shares of common stock held of record by Norman Kinsella. Mr. Kinsella is Ms. DeLaney’s spouse. Ms. DeLaney is a member of our Board.
(8)
Includes (i) 60,806 shares of common stock; (ii) 3,635 RSUs which vest within 60 days of April 8, 2022 and (iii) 15,000 shares of common stock held of record by Yuh-Mei Chung. Ms. Chung is Dr. Chen’s spouse. Dr. Chen is a member of our Board.
(9)
Includes (i) 23,956 shares of common stock and (ii) 3,635 RSUs which vest within 60 days of April 8, 2022. Dr. Loboa is a member of our Board.
(10)
Includes (i) 2,225 shares of common stock issuable upon the exercise of stock options within 60 days of April 8, 2022; (ii) 56,845 shares of common stock; and (iii) 10,862 RSUs which vest within 60 days of April 5, 2021. Dr. Chang is our Senior Vice President and North America General Manager.
(11)
Includes (i) 16,000 shares of common stock issuable upon the exercise of stock options within 60 days of April 8, 2022; (ii) 44,470 shares of common stock; and (iii) 11,551 RSUs which vest within 60 days of April 5, 2021. Dr. Murry is our Chief Financial Officer and Chief Strategy Officer.
(12)
Includes (i) 22,000 shares of common stock issuable upon the exercise of stock options within 60 days of April 8, 2022; (ii) 106,701 shares of common stock; and (iii) 11,252 RSUs which vest within 60 days of April 5, 2021. Mr. Yeh is our Senior Vice President and Asia General Manager.
(13)
Includes (i) 20,588 shares of common stock; and (ii) 6,853 RSUs which vest within 60 days of April 8, 2022. Mr. Kuo is our Vice President, General Counsel, Chief Compliance Officer and Corporate Secretary.
(14)
Includes (i) 205,573 shares of common stock issuable upon the exercise of stock options within 60 days of April 8, 2022; (ii) 922,396 shares of common stock; (iii) 98,243 RSUs that vest within 60 days of April 5, 2021 and (v) 25,542 shares of common stock held by beneficial ownership.