Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
December 13 2024 - 4:15PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)
AC IMMUNE SA
(Name of Issuer)
Common Shares
(Title of Class
of Securities)
H00263105
(CUSIP Number)
May 2024
(Date of Event Which
Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
o Rule
13d-1(b)
o Rule
13d-1(c)
x Rule
13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
1 |
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NAMES OF REPORTING PERSONS
Affiris AG in Liqu |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) x |
3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Austria |
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5 |
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SOLE VOTING POWER |
|
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NUMBER OF |
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6,428,100 |
SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
|
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OWNED BY |
|
0 |
EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
|
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PERSON |
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6,428,100 |
WITH: |
8 |
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SHARED DISPOSITIVE POWER |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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6,428,100 |
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
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6.50% |
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
CO |
Item 1.
(a) Name of issuer:
AC Immune SA
(b) Address of issuer's principal executive offices:
EPFL Innovation Park, bâtiment B, 1015 Lausanne,
Switzerland
Item 2.
(a) Names of persons filing:
Affiris AG in Liqu ("Affiris")
(b) Addresses or principal business offices or, if none,
residence:
For Affiris, Karl-Farkas-Gasse 22,
1030 Vienna, Austria
(c) Citizenship:
For
Affiris, Austria.
(d) Title of class of securities:
Ordinary shares.
(e) CUSIP No.: H00263105
Item 3. If this statement is filed pursuant to §§240.13d–1(b)
or 240.13d–2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
6,428,100 shares
(b) Percent of class:
See line 11 of the cover sheet. The percentage set forth is based on
98,940,288 shares of the issuer that were reported as outstanding as of August 6, 2024 in a prospectus supplement filed by the issuer.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
See
line 5 of the cover sheet.
(ii) Shared power to vote or to direct the vote:
See
line 6 of the cover sheet.
(iii) Sole power to dispose or to direct the disposition
of:
See
line 7 of the cover sheet.
(iv) Shared power to dispose or to direct the disposition
of:
See
line 8 of the cover sheet.
Item 5. Ownership of 5 Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than 5 Percent on Behalf of Another
Person.
Not
applicable.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not
applicable.
Item 8. Identification and Classification of Members of the Group
Not
applicable.
Item 9. Notice of Dissolution of Group.
Not
applicable.
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURES
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 13, 2024
AFFIRIS AG in
Liqu |
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By: |
/s/ Claus Schalper |
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Name: |
Claus Schalper |
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Title: Chief
Executive Officer |
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5
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