false 0001635077 0001635077 2023-12-18 2023-12-18 0001635077 ACON:CommonStockParValue0.00001PerShareMember 2023-12-18 2023-12-18 0001635077 ACON:WarrantsEachExercisableForOneShareOfCommonStockMember 2023-12-18 2023-12-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 19, 2023 (December 18, 2023)

 

 

 

Aclarion, Inc.

(Exact name of registrant as specified in its charter)

 

 

Delaware 001-41358 47-3324725
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

8181 Arista Place, Suite 100  
Broomfield, Colorado 80021
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (833) 275-2266

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

  Trading  
Title of each class Symbol(s) Name of each exchange on which registered
Common Stock ACON Nasdaq Stock Market
Common Stock Warrants ACONW Nasdaq Stock Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

   

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On December 18, 2023, the Company held its 2023 Annual Meeting of Stockholders.

 

The matters voted upon at the Annual Meeting and the results of such voting are set forth below.

 

Proposal 1 - Election of seven directors to serve a term ending at the 2024 annual meeting, in each case until their respective successors are duly elected and qualified.

 

Nominee   Votes For   Withheld   Broker Non-Votes
Jeffrey Thramann     3,555,110       38,130     1,626,893
Brent Ness     3,573,293       19,947     1,626,893
Stephen Deitsch     3,570,811       22,429     1,626,893
Scott Breidbart     3,568,746       24,494     1,626,893
David Neal     3,554,891       38,349     1,626,893
William Wesemann     3,545,804       47,436     1,626,893
Amanda William     3,455,969       137,271     1,626,893

 

All seven director nominees were duly elected.

 

 

Proposal 2 - Ratification of appointment of independent registered accounting firm – Haynie & Company

 

Votes For   Votes Against   Abstain   Broker Non-Votes
  5,055,198       150,382       14,553       0  
                             

Proposal 2 was approved.

 

 

Proposal 3 – Approval of the issuance of shares pursuant to the Company’s equity line

 

Votes For   Votes Against   Abstain   Broker Non-Votes
  3,552,160       40,372       708       1,626,893  
                             

Proposal 3 was approved.

 

 

 

 

 2 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ACLARION, INC.
     
December 19, 2023 By: /s/ John Lorbiecki
    Name: John Lorbiecki
    Title: Chief Financial Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 3 

v3.23.4
Cover
Dec. 18, 2023
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 18, 2023
Entity File Number 001-41358
Entity Registrant Name Aclarion, Inc.
Entity Central Index Key 0001635077
Entity Tax Identification Number 47-3324725
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 8181 Arista Place
Entity Address, Address Line Two Suite 100
Entity Address, City or Town Broomfield
Entity Address, State or Province CO
Entity Address, Postal Zip Code 80021
City Area Code (833)
Local Phone Number 275-2266
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company true
Elected Not To Use the Extended Transition Period false
Common Stock Par Value 0. 00001 Per Share [Member]  
Title of 12(b) Security Common Stock
Trading Symbol ACON
Security Exchange Name NASDAQ
Warrants Each Exercisable For One Share Of Common Stock [Member]  
Title of 12(b) Security Common Stock Warrants
Trading Symbol ACONW
Security Exchange Name NASDAQ
Aclarion (NASDAQ:ACON)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more Aclarion Charts.
Aclarion (NASDAQ:ACON)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more Aclarion Charts.