Current Report Filing (8-k)
October 28 2021 - 4:01PM
Edgar (US Regulatory)
0001420520
false
0001420520
2021-10-28
2021-10-28
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or
15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
October 28, 2021
ATOMERA INCORPORATED
(Exact Name of Registrant
as Specified in Its Charter)
Delaware
|
001-37850
|
30-0509586
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification Number)
|
750 University Avenue,
Suite 280
Los Gatos, California
95032
(Address of principal executive
offices)
(408) 442-5248
(Registrant’s telephone
number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant
to Section 12(b) of the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common stock: Par value $0.001
|
|
ATOM
|
|
NASDAQ Global Market
|
Indicate by check mark whether the registrant is an
emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
Item 2.02 Results of Operations
and Financial Condition
On Oct 28, 2021, Atomera Incorporated
issued a press release announcing its financial results for the three and nine months ended September 30, 2021. The Company also intends
to conduct an earnings call over which it will distribute an investor presentation. The text of the press release is attached hereto as
Exhibit 99.1 and the investor presentation is attached hereto as Exhibit 99.2, both are incorporated by reference herein.
The information in this Current
Report, including the exhibits attached hereto, is furnished pursuant to Item 2.02 and shall not be deemed “filed” for any
purpose, including for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities of that Section. The information in this Current Report on Form 8-K shall not be deemed incorporated
by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act regardless
of any general incorporation language in such filing.
Item 9.01 Financial Statements and Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned, hereunto duly authorized.
|
ATOMERA INCORPORATED
|
|
|
|
|
|
|
|
Dated: October 28, 2021
|
/s/ Francis B. Laurencio
|
|
|
Francis B. Laurencio, Chief Financial Officer
|
|
Atomera (NASDAQ:ATOM)
Historical Stock Chart
From Apr 2024 to May 2024
Atomera (NASDAQ:ATOM)
Historical Stock Chart
From May 2023 to May 2024