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Explanation of Responses:
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(
1)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $2.00, inclusive. The reporting person undertakes to provide to CombiMatrix Corporation, any security holder of CombiMatrix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any and all footnotes to this Form 4 that report weighted average prices. Certain of the transactions reported on this statement resulted in short swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended. The reporting person has remitted $5,184.91 to the issuer, representing the profit realized in connection with the short swing transactions.
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(
2)
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Includes 872,508 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
3)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.06, inclusive.
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(
4)
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Includes 901,408 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
5)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.08, inclusive.
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(
6)
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Includes 957,768 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
7)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.08, inclusive.
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(
8)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.03, inclusive.
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(
9)
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Includes 996,868 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
10)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.95 to $2.05, inclusive.
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(
11)
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Includes 1,043,128 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
12)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.05, inclusive.
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(
13)
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Includes 1,611,577 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
14)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.02 to $2.03, inclusive.
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(
15)
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Includes 1,032,128 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
16)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.95 to $1.99, inclusive.
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(
17)
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Includes 1,038,128 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
18)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.94, inclusive.
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(
19)
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Includes1,055,328 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
20)
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Includes 1,055,128 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
21)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $1.99, inclusive.
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(
22)
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Includes 1,062,628 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
23)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.99 to $2.05, inclusive.
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(
24)
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Includes 1,070,228 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
25)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.95 to $2.05, inclusive.
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(
26)
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These shares are held by a limited liability company of which the reporting person is sole member and sole manager.
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(
27)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $1.99, inclusive.
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(
28)
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Includes 1,074,008 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
29)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.00, inclusive.
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(
30)
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Includes 1,099,608 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
31)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.95 to $2.01, inclusive.
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(
32)
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Includes 1,106,908 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
33)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.00, inclusive.
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(
34)
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Includes 1,113,808 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
35)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.28, inclusive.
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(
36)
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Includes 1,111,808 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
37)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.14, inclusive.
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(
38)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.11 to $2.12, inclusive.
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(
39)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $1.95, inclusive.
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(
40)
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Includes 1,115,308 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
41)
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These shares were purchased in multiple transactions at the price reported in Column 4.
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(
42)
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Includes 1,117,008 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
43)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.86 to $1.88, inclusive.
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(
44)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.86 to $1.90, inclusive.
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(
45)
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Includes 1,118,208 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
46)
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These shares were purchased in multiple transactions at the price reported in Column 4.
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(
47)
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Includes 1,119,208 shares over which the reporting person shares voting power and dispositive power with his spouse.
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(
48)
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The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.91, inclusive.
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(
49)
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Includes 1,128,308 shares over which the reporting person shares voting power and dispositive power with his spouse.
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