0000750004FALSE00007500042024-03-062024-03-06


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 6, 2024
LIGHT & WONDER, INC.
(Exact name of registrant as specified in its charter)
Nevada001-1169381-0422894
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
6601 Bermuda Road, Las Vegas, NV 89119
(Address of registrant’s principal executive office)
(702) 897-7150
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each classTrading symbol(s)Name of each exchange on which registered
Common Stock, $.001 par valueLNWThe Nasdaq Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐Emerging growth company
☐If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.


Item 7.01. Regulation FD Disclosure.
On March 6, 2024, Light & Wonder, Inc. (the “Company”) provided the Australian Securities Exchange (the “ASX”) a Statement of CHESS Depositary Interests on Issue (“Appendix 4A”). A copy of Appendix 4A is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information contained in this Item 7.01 as well as in Exhibit 99.1 is furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and such information shall not be deemed to be incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as amended, or the Exchange Act.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit
No.		Description
99.1
104Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.



SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LIGHT & WONDER, INC.
Dated:
March 8, 2024
By:
/s/ James Sottile
Name:
James Sottile
Title:
Executive Vice President, Chief Legal Officer and Corporate Secretary

This appendix is available as an online form
Only use this form if the online version is not available
+Rule 4.11
Appendix 4A Statement of CDIs on issue
Information and documents given to ASX become ASX’s property and may be made public.
*Denotes minimum information required for first lodgement of this form.

Part 1 – Entity and announcement details

Question no
QuestionAnswer
1.1
*Name of entity
We (the entity named above) provide the following information about our issued capital.1

LIGHT & WONDER INC.
1.2
*Registration type and number
Please supply your ABN, ARSN, ARBN, ACN or another registration
type and number (if you supply
another registration type, please
specify both the type of registration
and the registration number).

666710836
1.3
*ASX issuer code
LNW
1.4

*The announcement is
Tick whichever is applicable.
 ☒ New announcement
 ☐ Update/amendment to previous announcement
 ☐ Cancellation of previous announcement
1.4a
*Reason for update
Mandatory only if “Update” ticked in Q1.4 above. A reason must be provided for an update.

N/A
1.4b
*Date of previous
announcement to this update
Mandatory only if “Update” ticked in Q1.4 above.

N/A
1.4c
*Reason for cancellation
Mandatory only if “Cancellation” ticked in Q1.4 above.

N/A
1.4d
*Date of previous announcement to this cancellation
Mandatory only if “Cancellation” ticked in Q1.4 above.

N/A
1.5
*Date of this announcement
6 March 2024



____________________


1 Listing rule 4.11 requires an entity that has a dual listing on ASX and an overseas exchange and has CDIs issued over quoted securities, to complete an Appendix 4A and give it to ASX within 5 business days of the end of each month. An entity that has a dual listing on ASX and an overseas exchange and that is proposing to issue new equity securities and to have quoted CDIs over some or all of them, should notify ASX of the proposed issue of the underlying securities using an Appendix 3B and apply for the CDIs to be quoted using an Appendix 2A.






+ See Chapter 19 for defined terms
1 December 2019                                         Page 1
This appendix is available as an online form

Appendix 4A
Statement of CDIs on issue

Part 2 – Details of CDIs and other securities on issue

Question no
QuestionAnswer
2.1

*Statement for month and year

Appendix 4A should be provided within 5 business days of the calendar month end, regardless of whether there is a change or not.


Month: February
Year: 2024
2.2

*Number and class of all ASX quoted CDIs

Repeat the following information for each class of CDIs quoted on ASX:

ASX security code
LNW
Security description
CDI 1:1 FOREIGN EXEMPT XNGS

CDI ratio2:
1:1

Total number of CDIs quoted on ASX at end of statement month (A):
17,658,204		Total number of CDIs quoted on ASX at end of previous month (B):
15,538,557
Net difference3 (A-B):


2,119,647

If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater than the total number of CDIs for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby applies for +quotation of the difference (A – C) and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.

Reason for Change:

Net transfers of securities between CDIs and Common Stock
As quoted/ held on NASDAQ

2.3

*Number and class of all issued securities not represented by CDIs quoted on ASX:

Repeat the following table for each class of issued securities not represented (in whole or in part) by CDIs quoted
on ASX

ASX security code:
LNWAA
Security description:
COMMON STOCK
Total number of securities at end of statement month (A):
72,171,073		Total number of securities
at end of previous month (B):

74,289,805		Net difference (A-B):


-2,118,732

Reason for change: Transfer of securities between CDIs and shares of Common Stock, increase in total shares outstanding pursuant to vesting of issuer's outstanding restricted stock units to shares of Common Stock.

________________________________


2 This is the ratio at which CDIs can be transmuted into the underlying security (e.g. 4:1 means 4 CDIs represent 1 underlying security whereas 1:4 means 1 CDI represents 4 underlying securities).

3 The net difference should equal the number of underlying securities transmuted into CDIs during the month less the number of CDIs transmuted into underlying securities during the month..

+ See Chapter 19 for defined terms
1 December 2019                                         Page 2
v3.24.0.1
Cover
Mar. 06, 2024
Document Information [Line Items]  
Document Type 8-K
Document Period End Date Mar. 06, 2024
Entity Registrant Name LIGHT & WONDER, INC.
Entity Incorporation, State or Country Code NV
Entity File Number 001-11693
Entity Tax Identification Number 81-0422894
Entity Address, Address Line One 6601 Bermuda Road
Entity Address, City or Town Las Vegas
Entity Address, State or Province NV
Entity Address, Postal Zip Code 89119
City Area Code 702
Local Phone Number 897-7150
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $.001 par value
Trading Symbol LNW
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
Entity Central Index Key 0000750004
Amendment Flag false
Light and Wonder (NASDAQ:LNW)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Light and Wonder Charts.
Light and Wonder (NASDAQ:LNW)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Light and Wonder Charts.