Initial Statement of Beneficial Ownership (3)
June 06 2023 - 5:11PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Francis Michael |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/24/2023
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3. Issuer Name and Ticker or Trading Symbol
RumbleOn, Inc. [RMBL]
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(Last)
(First)
(Middle)
C/O RUMBLEON, INC., 901 W. WALNUT HILL LANE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Legal Officer / |
(Street)
IRVING, TX 75038
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class B Common Stock | 98881 (1)(2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Consists of 45 shares of Class B common stock held, 29,311 shares of Class B common stock underlying restricted stock units ("RSUs") that have vested and been delivered, net of shares sold for taxes, and 69,525 shares of Class B common stock underlying unvested RSUs. |
(2) | 13,274 RSUs were granted on March 17, 2022 and vest in equal quarterly installments that begin June 17, 2023. 56,251 RSUs were granted on February 2, 2023 and vest in equal quarterly installments that begin July 3, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Francis Michael C/O RUMBLEON, INC. 901 W. WALNUT HILL LANE IRVING, TX 75038 |
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| Chief Legal Officer |
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Signatures
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/s/ Michael Francis | | 6/6/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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