Initial Statement of Beneficial Ownership (3)
September 18 2020 - 3:15PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Donaldson Michael Paul |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/18/2020
|
3. Issuer Name and Ticker or Trading Symbol
Summit Therapeutics Inc. [SMMT]
|
(Last)
(First)
(Middle)
C/O SUMMIT THERAPEUTICS INC.,, ONE BROADWAY, 14TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
CAMBRIDGE, MA 02142
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (1) | 6/8/2030 | Common Stock | 600000 | $3.52 | D | |
Explanation of Responses: |
(1) | The option was granted on June 8, 2020. 300,000 shares underlying the option are scheduled to vest quarterly over the period beginning on the date of grant, with (i) 23,489 shares vesting on September 30, 2020, (ii) 18,750 shares vesting on the last calendar day of each of the fourteen calendar quarters following September 30, 2020 and (iii) 14,011 shares vesting on June 30, 2024. The remaining 300,000 shares underlying the option are scheduled to vest quarterly over the period beginning on the date of grant, with (i) 23,489 shares vesting September 30, 2020, (ii) 18,750 shares vesting on the last calendar day of each of the fourteen calendar quarters following September 30, 2020 and (iii) 14,011 shares vesting on June 30, 2024, in each case, subject to the satisfaction of certain performance conditions. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Donaldson Michael Paul C/O SUMMIT THERAPEUTICS INC., ONE BROADWAY, 14TH FLOOR CAMBRIDGE, MA 02142 |
|
| Chief Financial Officer |
|
Signatures
|
/s/ Michael Paul Donaldson | | 9/18/2020 |
**Signature of Reporting Person | Date |
Summit Therapeutics (NASDAQ:SMMT)
Historical Stock Chart
From Jun 2024 to Jul 2024
Summit Therapeutics (NASDAQ:SMMT)
Historical Stock Chart
From Jul 2023 to Jul 2024