Initial Statement of Beneficial Ownership (3)
May 15 2020 - 4:32PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gill Stephanie L |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/6/2020
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3. Issuer Name and Ticker or Trading Symbol
CNX Resources Corp [CNX]
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(Last)
(First)
(Middle)
CNX CENTER, 1000 CONSOL ENERGY DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP, GC and Secretary / |
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(Street)
CANONSBURG, PA 15317
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common shares, $0.01 par value per share | 65387 (1) | D | |
| Common shares, $0.01 par value per share | 3017 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (right to buy) | 2/23/2014 | 2/23/2021 | Common shares, $0.01 par value per share | 2193 | $42.085 | D | |
| Stock Option (Right to Buy) | 1/26/2015 | 1/26/2022 | Common shares, $0.01 par value per share | 3073 | $31.289 | D | |
| Stock Option (right to buy) | 1/29/2019 | 1/29/2026 | Common shares, $0.01 par value per share | 16574 | $6.874 | D | |
| Stock Option (right to buy) | (2) | 1/21/2030 | Common shares, $0.01 par value per share | 5703 | $10.525 | D | |
| Explanation of Responses: |
| (1) | Of the 65,387 shares owned directly, 19,319 are restricted stock units (including dividend equivalent rights). |
| (2) | The option vests in three equal annual installments beginning on the anniversary of the date of grant. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Gill Stephanie L
CNX CENTER
1000 CONSOL ENERGY DRIVE
CANONSBURG, PA 15317 |
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| SVP, GC and Secretary |
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Signatures
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| Stephanie L. Gill | | 5/15/2020 |
| **Signature of Reporting Person | Date |
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