- Amended Current report filing (8-K/A)
March 15 2012 - 5:13AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
March 14, 2012
Date of Report (Date of earliest event reported)
Commission File No. 1-13300
CAPITAL ONE
FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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54-1719854
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(State or Other Jurisdiction
of Incorporation or Organization)
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(I.R.S. Employer
Identification No.)
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1680 Capital One Drive,
McLean, Virginia
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22102
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code:
(703) 720-1000
(Former name, former address and former fiscal year, if changed since last report)
(Not applicable)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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EXPLANATORY NOTE
This Current Report on Form 8-K/A (Form 8-K/A) is being filed by Capital One Financial Corporation (the Company) to amend the second Current Report on Form 8-K filed by the Company
on March 14, 2012 (the Original Filing). This Form 8-K/A corrects the following amounts reported in Exhibit 99.4 to the Original Filing under Preliminary Unaudited Pro Forma Condensed Combined Statement of Income:
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ING Bank, fsb
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Capital One ING Direct HSBC
Combined
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Line Item
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Original
Filing
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Form
8-K/A
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Original
Filing
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Form
8-K/A
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Loans held for investment, including past-due fees
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$
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658
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$
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1,658
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No change
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No change
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Service charges and other customer-related fees
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$
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27
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$
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79
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$
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3,257
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$
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3,309
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Interchange fees
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$
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0
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$
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17
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$
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1,318
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$
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1,335
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Other (under Non-interest income)
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$
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(253
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)
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$
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(322
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)
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$
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461
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$
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392
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Supplies and equipment
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$
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0
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$
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4
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$
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539
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$
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543
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Other (under Non-interest expense)
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$
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303
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$
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299
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$
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4,845
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$
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4,841
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Exhibit 99.4 hereto replaces Exhibit 99.4 in the Original Filing. Except for the foregoing amended information, no other
information in the Original Filing or the exhibits thereto has been changed.
Item 9.01.
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Financial Statements and Exhibits.
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Exhibit No.
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Description of Exhibit
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99.4
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Preliminary Unaudited Pro Forma Condensed Combined Financial Statements as of and for the year ended December 31, 2011 (attached hereto)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
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CAPITAL ONE FINANCIAL CORPORATION
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Dated: March 15, 2012
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By:
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/s/ G
ARY
L.
P
ERLIN
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Gary L. Perlin
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Chief Financial Officer
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