Statement of Changes in Beneficial Ownership (4)
November 04 2019 - 3:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
NEITHERCUT DAVID J |
2. Issuer Name and Ticker or Trading Symbol
EQUITY RESIDENTIAL
[
EQR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
TWO NORTH RIVERSIDE PLAZA, SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/31/2019
|
(Street)
CHICAGO, IL 60606
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares Of Beneficial Interest
|
10/31/2019
|
|
M
|
|
18348
|
A
|
$45.78
|
21222 (1)
|
I
|
Family Limited Partnership
|
Common Shares Of Beneficial Interest
|
10/31/2019
|
|
S
|
|
18348
|
D
|
$89.00 (2)
|
2874 (1)
|
I
|
Family Limited Partnership
|
Common Shares Of Beneficial Interest
|
11/1/2019
|
|
M
|
|
3000
|
A
|
$45.78
|
5874 (1)
|
I
|
Family Limited Partnership
|
Common Shares Of Beneficial Interest
|
11/1/2019
|
|
S
|
|
3000
|
D
|
$89.09 (3)
|
2874 (1)
|
I
|
Family Limited Partnership
|
Common Shares Of Beneficial Interest
|
|
|
|
|
|
|
|
3392
|
D
|
|
Common Shares Of Beneficial Interest
|
|
|
|
|
|
|
|
56102 (4)
|
I
|
Trust I
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code (Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
|
8. Price of Derivative Security (Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-qualified Stock Option (Right to Buy)
|
$45.78
|
10/31/2019
|
|
M
|
|
|
18348
|
(5)
|
2/7/2021
|
Common Shares Of Beneficial Interest
|
18348
|
$0
|
82640
|
I
|
Family Limited Partnership
|
Non-qualified Stock Option (Right to Buy)
|
$45.78
|
11/1/2019
|
|
M
|
|
|
3000
|
(5)
|
2/7/2021
|
Common Shares Of Beneficial Interest
|
3000
|
$0
|
79640
|
I
|
Family Limited Partnership
|
Explanation of Responses:
|
(1)
|
Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
|
(2)
|
The price represents the weighted average price of the shares sold. The shares were sold within a range of $89.00 to $89.01. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
|
(3)
|
The price represents the weighted average price of the shares sold. The shares were sold within a range of $89.00 to $89.20. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
|
(4)
|
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
|
(5)
|
Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
NEITHERCUT DAVID J TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO, IL 60606
|
X
|
|
|
|
Signatures
|
/s/ Samantha Thompson, Attorney-in-fact
|
|
11/4/2019
|
**Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Equity Residential (NYSE:EQR)
Historical Stock Chart
From Apr 2024 to May 2024
Equity Residential (NYSE:EQR)
Historical Stock Chart
From May 2023 to May 2024
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.