Amended Statement of Ownership (sc 13g/a)
February 14 2018 - 5:27AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
MOOG INC.
(Name of Issuer)
CLASS B COMMON STOCK
(Title of Class of Securities)
615394301
(CUSIP Number)
December 31, 2017
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the
Notes
).
SCHEDULE 13G
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1
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Names
o
f Reporting Pers
ons
MOOG INC. STOCK EMPLOYEE COMPENSATION
TRUST
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2
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Check the appropriate box if a
member of a
Group
(see instructions)
(a) ☐ (b) ☐
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3
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Sec Use Only
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4
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Citizenship or Place o
f
Organization
NEW YORK
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Number of Shares
Beneficially Owned by
Each Reporting
Person With:
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5
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Sole Voting Power
699,415
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6
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Shared Voting Power
-0-
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7
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Sole Dispositive Power
699,415
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8
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Shared Dispositive Power
-0-
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9
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Aggre
gate Amount Beneficially Owned b
y Each Reporting Person
699,415
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10
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Check box if the aggregate amount
in row (9) excludes certain s
hares (See Instructions)
☐
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11
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P
ercent of class represented
by amount in row (9)
16.51%
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12
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Type o
f Reporting Person
(S
ee Instructions)
OO
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Item 1.
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(a)
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Name of Issuer:
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MOOG INC.
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(b)
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Address of Issuers Principal Executive Offices:
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400 JAMISON ROAD
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EAST AURORA, NY 14052
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Item 2.
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(a)
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Name of Person Filing:
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MOOG INC. STOCK EMPLOYEE COMPENSATION TRUST
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(b)
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Address of Principal Business Office or, if None, Residence:
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MOOG INC. STOCK EMPLOYEE COMPENSATION TRUST
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C/O MOOG INC.
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400 JAMISON ROAD
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EAST AURORA, NY 14052
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(c)
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Citizenship:
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SEE ITEM 4 OF COVER PAGE
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(d)
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Title and Class of Securities:
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CLASS B COMMON STOCK
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(e)
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CUSIP No.:
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SEE COVER PAGE
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Item 3.
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If this statement is filed pursuant to §§
240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is
a:
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(a)
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☐ Broker or dealer registered under Section 15 of the
Act;
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(b)
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☐ Bank as defined in Section 3(a)(6) of the Act;
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(c)
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☐ Insurance company as defined in Section 3(a)(19) of the
Act;
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(d)
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☐ Investment company registered under Section 8 of the Investment
Company Act of 1940;
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(e)
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☐ An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
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(f)
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☐ An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
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(g)
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☐ A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
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(h)
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☐ A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940;
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(j)
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☐ A
non-U.S.
institution in
accordance with Rule
240.13d-1(b)(1)(ii)(J);
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(k)
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☐ Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K).
If filing as a
non-U.S.
institution in accordance with
Rule 240.13d-1(b)(1)(ii)(J),
please specify
the type of institution:
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(a)
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Amount Beneficially Owned:
699,415
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(b)
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Percent of Class:
16.51%
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
699,415
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(ii)
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Shared power to vote or to direct the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of:
699,415
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is
being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6.
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Ownership of more than Five Percent on Behalf of Another Person.
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Not
applicable.
Item 7.
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Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.
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Not applicable.
Item 8.
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Identification and classification of members of the group.
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Not
applicable.
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or a s
a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under
§ 240.14a-11.
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 8,
2018
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Moog Inc. Stock Employee Compensation Trust
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By:
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/s/ Robert T. Brady
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Robert T. Brady
Trustee
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