SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Narang Neha Jogani

(Last) (First) (Middle)
C/O UNITED PARKS & RESORTS INC.
6240 SEA HARBOR DRIVE

(Street)
ORLANDO FL 32821

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
United Parks & Resorts Inc. [ PRKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/11/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/11/2024 A 365(1) A $0 39,055 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Granted under the Issuer's 2017 Omnibus Incentive Plan and vests 100% immediately.
/s/ Dan Bollinger, Power of Attorney 11/12/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

POWER OF ATTORNEY

 

 

Know all by these presents that Neha Jogani Narang does hereby

make, constitute and appoint each of G. Anthony (Tony) Taylor,

Laurie Beechner, Jeffrey Schwartz, Daniel Bollinger, and

James W. Forrester, Jr., or any one of them, as a true and lawful

attorney-in-fact of the undersigned with full powers of substitution

and revocation, for and in the name, place and stead of the undersigned

(in the undersigned's individual capacity), to execute and deliver such

forms that the undersignedmay be required to file with the U.S. Securities

and Exchange Commission as a result of the undersigned's ownership of or

transactions in securities of United Parks & Resorts Inc. (i) pursuant to

Section 16(a) of the Securities Exchange Act of 1934, as amended, including

without limitation, statements on Form 3, Form 4 and Form 5 (including any

amendments thereto) and (ii) in connection with any applications for EDGAR

access codes, including without limitation the Form ID. The Power of Attorney

shall remain in full force and effect until the undersigned is no longer

required to file Forms 3, 4, and 5 with regard to her ownership of or

transactions in securities of United Parks & Resorts Inc., unless earlier

revoked in writing. The undersigned acknowledges that G. Anthony (Tony) Taylor,

Laurie Beechner, Jeffrey Schwartz, Daniel Bollinger, and James W. Forrester, Jr.

are not assuming any of the undersigned's responsibilities to comply with

Section 16 of the Securities Exchange Act of 1934.

 

 

By: /s/ Neha Jogani Narang

 

 

Date: July 24, 2024

 

 

 

 

 



POWER OF ATTORNEY

 

 

Know all by these presents that Neha Jogani Narang does hereby

make, constitute and appoint each of G. Anthony (Tony) Taylor,

Laurie Beechner, Jeffrey Schwartz, Daniel Bollinger, and

James W. Forrester, Jr., or any one of them, as a true and lawful

attorney-in-fact of the undersigned with full powers of substitution

and revocation, for and in the name, place and stead of the undersigned

(in the undersigned's individual capacity), to execute and deliver such

forms that the undersignedmay be required to file with the U.S. Securities

and Exchange Commission as a result of the undersigned's ownership of or

transactions in securities of United Parks & Resorts Inc. (i) pursuant to

Section 16(a) of the Securities Exchange Act of 1934, as amended, including

without limitation, statements on Form 3, Form 4 and Form 5 (including any

amendments thereto) and (ii) in connection with any applications for EDGAR

access codes, including without limitation the Form ID. The Power of Attorney

shall remain in full force and effect until the undersigned is no longer

required to file Forms 3, 4, and 5 with regard to her ownership of or

transactions in securities of United Parks & Resorts Inc., unless earlier

revoked in writing. The undersigned acknowledges that G. Anthony (Tony) Taylor,

Laurie Beechner, Jeffrey Schwartz, Daniel Bollinger, and James W. Forrester, Jr.

are not assuming any of the undersigned's responsibilities to comply with

Section 16 of the Securities Exchange Act of 1934.

 

 

By: /s/ Neha Jogani Narang

 

 

Date: July 24, 2024

 

 

 

 

 



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