Post-effective Amendment Filed Solely to Add Exhibits to a Registration Statement (pos Ex)
July 29 2022 - 1:01PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on July 29, 2022
Securities
Act File No. 333-195076
Investment Company Act File No. 811-22955
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-2
REGISTRATION
STATEMENT UNDER THE SECURITIES ACT OF 1933 x
Pre-Effective Amendment No.
Post-Effective Amendment No. 10
REGISTRATION
STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x
Amendment No. 15
TEKLA HEALTHCARE OPPORTUNITIES FUND
(Exact Name of Registrant as Specified in
Charter)
100 Federal Street, 19th Floor
Boston, MA 02110
(617) 772-8500
(Address, Including Zip Code, and Telephone
Number, Including Area Code, of Registrant’s
Principal Executive Offices)
Daniel
R. Omstead, Ph.D.
100 Federal Street, 19th Floor
Boston, MA 02110
(Name, address including zip code, and telephone
number, including area code, of agent for
service)
With Copies to:
Christopher P. Harvey, Esq.
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, MA 02110
Approximate Date of Proposed Public Offering: As soon as
practicable after the effective date of this Registration Statement
If
any securities being registered on this form will be offered on a delayed or continuous basis in reliance on Rule 415 under
the Securities Act of 1933, other than securities offered in connection with a dividend reinvestment plan, check the following
box ¨.
This post-effective amendment will become effective immediately
pursuant to Rule 462(d).
EXPLANATORY NOTE
This Post-Effective Amendment No. 10 to the Registration
Statement on Form N-2 (File No. 333-195076) of Tekla Healthcare Opportunities Fund (the “Registration Statement”)
is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”),
solely for the purpose of filing an exhibit to the Registration Statement. No changes have been made to Part A, Part B
or Part C of the Registration Statement, other than the Items of Part C of the Registration Statement as set forth below.
Accordingly, this Post-Effective Amendment No. 10 consists only of a facing page, this explanatory note and Part C of
the Registration Statement on Form N-2 setting forth the exhibits to the Registration Statement. This Post-Effective Amendment
No. 10 does not modify any other part of the Registration Statement. The contents of the Registration Statement are hereby
incorporated by reference.
PART C: OTHER INFORMATION
Item 25. Financial Statements and Exhibits
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(ii) |
Notice of Change of Trustee dated December 20, 2017(5) |
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(iii) |
Notice of Change of Trustee dated December 13, 2018(6) |
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(iv) |
Notice of Change of Trustee dated June 20, 2019(7) |
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(v) |
Notice of Change of Trustee dated August 27, 2020(9) |
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(vi) |
Notice of
Change of Trustee dated June 16, 2021(11) |
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(vii) |
Notice of Change of Trustee, dated December
13, 2021(12) |
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(viii) |
Notice of Change of Trustee, dated June 16, 2022(13) |
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(ix) |
Notice of Change of Trustee, filed herewith |
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(ii) |
Powers
of Attorney, dated April 28, 2014(1); Power
of Attorney dated April 9, 2018(5); Power
of Attorney dated December 13, 2018(6); Power
of Attorney dated August 27, 2020(9), Power
of Attorney dated November 30, 2021, (12), Power
of Attorney dated June 9, 2022(13) |
| (1) | Incorporated by reference from the Registration Statement on Form N-2, File no. 333-195076 and 811-22955, as filed with
the Securities and Exchange Commission on June 9, 2014. |
| (2) | Incorporated by reference from the Registration Statement on Form N-2, File no. 333-195076 and 811-22955, as filed with
the Securities and Exchange Commission on June 26, 2014. |
| (3) | Incorporated by reference from the Registration Statement on Form N-2, File no. 333-195076 and 811-22955, as filed with
the Securities and Exchange Commission on July 25, 2014. |
| (4) | Incorporated by reference from the Registration Statement on Form N-2, File no. 333-197683 and 811-22955, as filed with
the Securities and Exchange Commission on July 28, 2014. |
| (5) | Incorporated by reference from the Registration Statement on Form N-2, File no. 333-195076 and 811-22955, as filed with
the Securities and Exchange Commission on April 18, 2018. |
| (6) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with
the Securites and Exchange Commission on March 12, 2019. |
| (7) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with
the Securites and Exchange Commission on June 20, 2019. |
| (8) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with the Securities
and Exchange Commission on June 19, 2017. |
| (9) | Incorporated by reference from the Registration Statement
on Form N-2. File no. 333-195076 and 811-22955, as filed with the Securities and Exchange Commission on September 10, 2020. |
| | |
| (10) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with the Securities
and Exchange Commission on January 5, 2021. |
| | |
| (11) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with the Securities
and Exchange Commission on July 2, 2021. |
| | |
| (12) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with the Securities
and Exchange Commission on December 22, 2021. |
| | |
| (13) | Incorporated by reference from the Registration Statement on Form N-2. File no. 333-195076 and 811-22955, as filed with the Securities
and Exchange Commission on July 1, 2022. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant has duly caused this Post-Effective Amendment No. 10 to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of Boston and Commonwealth of Massachusetts on the 14th day of July, 2022.
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TEKLA HEALTHCARE OPPORTUNITIES FUND |
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By: |
/s/ Daniel R. Omstead |
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President |
Pursuant to the requirements of the Securities Act of 1933,
this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Name |
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Title |
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Date |
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/s/ Daniel R. Omstead |
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Trustee and President (Principal Executive Officer) |
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July 29, 2022 |
Daniel R. Omstead |
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/s/ Laura Woodward |
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Treasurer (Principal Financial Officer) |
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July 29, 2022 |
Laura Woodward |
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/s/ Jeffrey A. Bailey*** |
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Trustee and Chairman of the Board |
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July 29, 2022 |
Jeffrey A. Bailey |
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/s/ Kathleen L. Goetz**** |
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Trustee |
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July 29, 2022 |
Kathleen L. Goetz |
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/s/ Rakesh K. Jain* |
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Trustee |
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July 29, 2022 |
Rakesh K. Jain |
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/s/ Thomas M. Kent** |
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Trustee |
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July 29, 2022 |
Thomas M. Kent |
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/s/ W. Mark Watson***** |
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Trustee |
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July 29, 2022 |
W. Mark Watson |
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*By: Daniel R. Omstead, as attorney in-fact of each person so
indicated and pursuant to the powers of attorney previously filed on June 9, 2014.
**By: Daniel R. Omstead, as attorney in-fact of each person
so indicated and pursuant to the power of attorney previously filed on April 18, 2018.
*** By: Daniel R. Omstead as attorney-in-fact of each person
so indicated and pursuant to the power of attorney previously filed on September 10, 2020.
**** By: Daniel R. Omstead as attorney-in-fact of each person so indicated and pursuant to the power of attorney previously filed on December
22, 2021.
*****By: Daniel R. Omstead as attorney-in-fact of each person so indicated and pursuant to the power of attorney previously filed on July
1, 2022.
EXHIBIT LIST
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