Current Report Filing (8-k)
August 16 2019 - 8:51AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 OR 15(d) of The Securities Exchange Act of 1934
|
Date
of Report (Date of earliest event reported)
|
August
14, 2019
|
|
ENCISION,
INC.
|
|
(Exact
name of registrant as specified in its charter)
|
|
Colorado
|
0-28604
|
84-1162056
|
(State
or other jurisdiction
of incorporation)
|
(Commission
File Number)
|
(I.R.S.
Employer
Identification No.)
|
|
6797
Winchester Circle, Boulder, Colorado
|
80301
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
|
Registrant’s
telephone number, including area code
|
(303)
444-2600
|
|
|
|
(Former
name or former address, if changed since last report.)
Securities
registered pursuant to Section 12(b) of the Securities Exchange Act of 1934
|
|
Title
of each class
|
Trading
Symbol(s)
|
Name
of each exchange on which registered
|
|
Common
Stock, no par value
|
ECIA
|
OTC
Bulletin Board
|
|
|
|
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
|
|
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
|
Emerging
growth company
☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
|
|
|
|
|
|
Item
5.07
|
Submission
of Matters to a Vote of Security Holders.
|
Encision Inc. (the "Company")
held its Annual Meeting of Stockholders ("Annual Meeting") on August 14, 2019. The matters voted upon at the Annual
Meeting and the results of such voting are set forth below.
Proposal 1 - Election
of 5 directors to serve until the 2020 annual meeting of stockholders; each until his successor has been elected and qualified
|
|
|
|
|
|
|
|
|
Nominee
|
|
Votes
For
|
|
Withheld
|
|
Broker
Non-Votes
|
|
Robert H. Fries
|
|
|
5,602,298
|
|
|
|
349,983
|
|
|
|
3,214,643
|
|
|
Vern D. Kornelsen
|
|
|
5,608,298
|
|
|
|
343,983
|
|
|
|
3,214,643
|
|
|
David W. Newton
|
|
|
5,885,523
|
|
|
|
66,758
|
|
|
|
3,214,643
|
|
|
Patrick W. Pace
|
|
|
5,837,717
|
|
|
|
114,564
|
|
|
|
3,214,643
|
|
|
Gregory J. Trudel
|
|
|
5,686,707
|
|
|
|
265,574
|
|
|
|
3,214,643
|
|
All five director nominees
were duly elected.
Proposal 2 - Ratification
of appointment of independent registered accounting firm – Eide BaillyLLP
|
|
|
|
|
|
Votes
For
|
Votes
Against
|
Abstain
|
Broker
Non-Votes
|
|
9,150,279
|
5,900
|
10,745
|
0
|
Proposal 2 was approved.
Proposal 3 – To
approve the amendment of the 2014 Equity Incentive Plan
|
|
|
|
|
|
Votes
For
|
Votes
Against
|
Abstain
|
Broker
Non-Votes
|
|
5,691,852
|
250,604
|
9,825
|
3,214,643
|
Proposal 3 was approved.
Proposal 4 – To
vote for a non-binding advisory vote on Executive Compensation
|
|
|
|
|
|
Votes
For
|
Votes
Against
|
Abstain
|
Broker
Non-Votes
|
|
5,702,057
|
239,799
|
10,425
|
3,214,643
|
Proposal 4 was approved.
Proposal 5 – Recommend
frequency of non-binding vote on Executive Compensation
|
|
|
|
|
|
Votes
For 1 Year
|
Votes
For 2 Years
|
Votes
for 3 Years
|
Abstain
|
|
804,295
|
76,357
|
4,994,432
|
77,197
|
Proposal 5 was approved for 3 years.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
|
ENCISION INC.
|
|
|
|
|
Date: August 16, 2019
|
By:
|
/s/ Mala Ray
|
|
|
|
Mala Ray
Controller
Principal Accounting Officer
|
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