UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 31 July 2023
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
|
Exhibit No.
|
Description
|
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 30
June
2023 — Director/PDMR Shareholding
|
|
99.2
|
Exhibit
99.2 Announcement sent to the London Stock Exchange on 03 July
2023 —
Total Voting Rights
|
|
99.3
|
Exhibit
99.3 Announcement sent to the London Stock Exchange on 06
July
2023 — Director/PDMR Shareholding
|
|
99.4
|
Exhibit
99.4 Announcement sent to the London Stock Exchange on 06
July
2023 — Director/PDMR Shareholding
|
|
99.5
|
Exhibit
99.5 Announcement sent to the London Stock Exchange on 10
July
2023 — Director/PDMR Shareholding
|
|
99.6
|
Exhibit
99.6 Announcement sent to the London Stock Exchange on 27
July
2023 — Publication of a Prospectus
|
Exhibit
99.1
30 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the following
PDMRs being granted awards under the Company's Long Term
Performance Plan ('LTPP') on 28 June 2023.
Each of the LTPP Awards will vest on or after 1 July 2026 and
are conditional on continued employment and on the satisfaction of
the performance conditions approved by the Remuneration
Committee.
In addition, as disclosed in the Company's 2022/23 Annual Report
and Accounts, Executive Directors are required to retain the
after-tax value of any shares under the LTPP award until the
shareholding requirement is met, and in any event for two years
after receipt. The LTPP award is subject to clawback and malus
provisions.
For further details of the LTPP, please see the Company's 2022/23
Annual Report and Accounts.
In accordance with MAR the relevant Financial Conduct Authority
notifications are set out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Andy
Agg
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of a conditional award over securities, for nil
consideration, under the Long Term Performance Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
214,445
|
|
d)
|
Aggregated information
- Aggregated volume
-
Price
|
|
|
e)
|
Date of the transaction
|
2023.06.28
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Justine
Campbell
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
General Counsel & Company Secretary
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of a conditional award over securities, for nil
consideration, under the Long Term Performance Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
106,871
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.06.28
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Adriana
Karaboutis
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Information and Digital Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Acquisition of a conditional award over securities, for nil
consideration, under the Long Term Performance Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
27,693
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.06.28
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
John
Pettigrew
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of a conditional award over securities, for nil
consideration, under the Long Term Performance Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
380,130
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.06.28
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Will
Serle
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
People and Culture Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of a conditional award over securities, for nil
consideration, under the Long Term Performance Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
95,063
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.06.28
|
|
f)
|
Place of the transaction
|
Outside of a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Ben
Wilson
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Strategy and External Affairs Officer & Interim
President, National Grid Ventures
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of a conditional award over securities, for nil
consideration, under the Long Term Performance Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
104,441
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.06.28
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
Exhibit
99.2
3 July 2023
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 30 June 2023 consisted
of 3,930,371,661 ordinary shares, of which, 248,311,049 were
held as treasury shares; leaving a balance of 3,682,060,612 with
voting rights.
The figure of 3,682,060,612 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.3
6 July 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid US Employee Stock Purchase Plan ('ESPP') monthly purchase on
behalf of a PDMR. The relevant FCA notification is set out
below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Adriana
Karaboutis
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Information and Digital Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$57.181693
|
34.657071
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.05
|
|
|
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
Exhibit
99.4
6 July 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging
Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article 19 of the
Market Abuse Regulation ('MAR') and relates to the acquisition of
shares by the following Group Executive Committee members, who are
also PDMRs, under the Company's Long Term Performance Plan
('LTPP').
These awards relate to the 2020 LTPP and are referred to in the
Company's 2022/23 Annual Report and Accounts. The
awards were conditional on
continued employment with the Company and on the satisfaction of
the performance conditions approved by the Remuneration
Committee, which
(after tax on the gross award) must be retained until the
shareholding requirement is met, and in any event for Executive
Directors two years after receipt. This award is subject to malus
and clawback provisions.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Andy
Agg
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of shares in respect of the Long Term Performance Plan
('LTPP') 2020 award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
Nil
|
245,669
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Sale of shares resulting from Long Term Performance Plan ('LTPP')
award exercise to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
10.4652
|
115,871
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Justine
Campbell
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group General Counsel & Company Secretary
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of shares in respect of the Long Term Performance Plan
('LTPP') 2020 award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
Nil
|
134,842
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Sale of shares resulting from Long Term Performance Plan ('LTPP')
award exercise to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
10.4652
|
63,599
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Adriana
Karaboutis
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Information and Digital Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Acquisition of American Depositary Shares ('ADS') in respect of the
Long Term Performance Plan ('LTPP') 2020 award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
USD
Nil
|
33,249
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Sale of ADS resulting from Long Term Performance Plan ('LTPP')
award exercise to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
USD
$67.38
|
14,798
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
John
Pettigrew
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Acquisition of shares in respect of the Long Term Performance Plan
('LTPP') 2020 award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
Nil
|
465,629
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Sale of shares resulting from Long Term Performance Plan ('LTPP')
award exercise to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
10.4652
|
219,615
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.04
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
99.5
10 July 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Andy
Agg
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 10.0599
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
John
Pettigrew
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares")
under the Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 10.0599
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Will
Serle
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
People & Culture Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares")
under the Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 10.0599
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Ben Wilson
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Strategy and External Affairs Officer and Interim President,
National Grid Ventures
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares")
under the Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 10.0599
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.07.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
99.6
27th July
2023
National Grid plc / National Grid Electricity Transmission
plc
Publication of a Prospectus
The following prospectus has been approved by the Financial Conduct
Authority and is available for viewing:
The Prospectus dated
27th July
2023 (the "Prospectus")
for the National Grid plc and National Grid Electricity
Transmission plc Euro 20,000,000,000 Euro Medium Term Note
Programme.
To view the full document, please paste the following URL into the
address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/4630H_1-2023-7-27.pdf
A copy of the Prospectus has been submitted to the National Storage
Mechanism and will shortly be available to the public for
inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism.
For further information, please contact:
|
Kwok Liu
|
+44 (0) 7900 405 729 (m)
|
|
Deputy Treasurer, Funding & Investment
National Grid plc
|
|
|
|
|
|
Lyndsey Evans
|
+44 (0) 7714 672 052 (m)
|
|
Corporate Communications
National Grid plc
|
|
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information
contained in the Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
|
NATIONAL GRID
plc
|
|
|
|
|
|
|
By:
|
/s/Sally Kenward
_______________________
|
|
|
|
Sally Kenward
Senior Assistant Company Secretary
|
Date:
31 July
2023
National Grid (PK) (USOTC:NGGTF)
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