Current Report Filing (8-k)
August 03 2022 - 4:11PM
Edgar (US Regulatory)
0001281845
false
0001281845
2022-07-29
2022-07-29
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): July 29, 2022
UNIQUE
LOGISTICS INTERNATIONAL, INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
000-50612 |
|
01-0721929 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
154-09
146th Ave,
Jamaica,
NY 11434
(Address
of Principal Executive Offices)
(718)
978-2000
Registrant’s
telephone number, including area code
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
None |
|
None |
|
None |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2
of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
3.02 Unregistered Sales of Equity Securities.
As
previously disclosed in the Company’s Current Report on Form 8-K on October 16, 2020, the Unique Logistics International, Inc.
(the “Company”) issued Series A Preferred Stock. On July 29, 2022, the Company issued 67,963,732 shares of the Company’s
common stock pursuant to the conversion of 9,935 shares of Series A Convertible Preferred Stock held by Trillium Partners, L.P.
Pursuant
to the issuance of the Preferred Conversion Shares the number of shares of unregistered common stock outstanding had increased by more
than 5% since the last reported number of shares of common stock outstanding. As of July 29, 2022, the Company has 799,141,770
shares issued and outstanding.
The
Preferred Conversion Shares were not registered under the Securities Act but qualified for exemption under Section 4(a)(2) and/or Regulation
D of the Securities Act.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
UNIQUE
LOGISTICS INTERNATIONAL, INC. |
|
|
|
Date:
August 3, 2022 |
By: |
/s/
Sunandan Ray |
|
|
Sunandan
Ray |
|
|
Chief
Executive Officer |
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