AFH Financial Group Plc TR-1: Notification of Major Interest in Shares (2467C)
April 11 2017 - 11:09AM
UK Regulatory
TIDMAFHP TIDMAFHB
RNS Number : 2467C
AFH Financial Group Plc
11 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
---------------------------------------------------------------------------------------------
1. Identity of the issuer or AFH Financial Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------- ------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------- ------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------- ------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------- ------------------------
Other (please
specify):
--------------------------------------------------------- -------- ------------------------
3. Full name of person(s) Slater Investments Ltd
subject to the notification
obligation: (iii)
----------------------------------------------------------- --------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- --------------------------------
5. Date of the transaction 11(th) April 2017
and date on which the threshold
is crossed or reached: (v)
----------------------------------------------------------- --------------------------------
6. Date on which issuer 11(th) April 2017
notified:
----------------------------------------------------------- --------------------------------
7. Threshold(s) that is/are Above 9%
crossed or reached: (vi,
vii)
----------------------------------------------------------- --------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation Resulting situation after the
of previous triggering transaction
shares to the triggering
transaction
if possible
using
the ISIN
CODE
------------- ------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- --------------- -------------- -------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ------------ -------------- ------------- ------------ --------- --------------
GB00B4W5WQ08 0 0 115,000 115,000 2,704,000 0.38% 8.99%
--------------- -------------- -------------- ------------- ------------ --------- --------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ --------------------------- -----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights (xix,
instrument (xvii) period rights xx)
(xviii) instrument
refers to
--------------- ------------- -------------- -------------- --------------- -------------------------------------
Nominal Delta
--------------- ------------- -------------- -------------- --------------- ----------------------- ------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------ --------------------------------------------------------------------
2,819,000 9.37%
------------------------------------------------ --------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------
Proxy Voting:
---------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ------------------
13. Additional information:
------------------------------------------------------------- ------------------
14. Contact name: Ralph Baber
------------------------------------------------------------- ------------------
15. Contact telephone number: + 44 20 7220 9460
------------------------------------------------------------- ------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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